PacNet #53 – Washington’s myopia is undercutting its Indo-Pacific partners

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July 13, 2023

An earlier version of this article appeared in The National Interest.

For more from this author, please see his recent chapter of Comparative Connections.

Over the last few weeks, Washington has been abuzz with everything India. On June 22, President Joe Biden, cabinet secretaries, and the U.S. Congress gave a rousing reception to the visiting Indian prime minister Narendra Modi. For his part, the prime minister cheered Republican and Democratic congressmen with his quip that he could “help them reach bipartisan consensus,” referring to the across-the-aisle support India enjoys in Washington.

It was certainly an apt decision to honor the Indian leader, given that the U.S.-India partnership has significantly expanded under President Biden. Both the White House and several members of the Biden administration, from the National Security Advisor Jake Sullivan to the Indo-Pacific Coordinator Kurt Campbell, have characterized it as the “most important bilateral relationship of the twenty-first century.”

However, over the last few months, some of the Biden administration’s regional policies in the Indo-Pacific have done more harm to its partners, particularly India and its geopolitical leverage in the Indo-Pacific region. 

The Biden administration’s foreign policy cut a significant departure from its predecessors until last month, returning to Washington’s old ways: myopic democratic interventions, benevolent outreach to adversarial nations, and partisan bickering. Over the last few weeks, Washington’s primary Indo-Pacific partners, India and Japan, have borne the brunt of these missteps.

President Biden, in a last-minute change of plans, canceled his scheduled trip to Papua New Guinea and Australia to address the debt-ceiling crisis in Washington, with Republicans stalling the Democrats from raising the debt ceiling levels. While Secretary of State Anthony Blinken went ahead with his trip to Papua New Guinea and signed a crucial defense agreement with the Pacific Island nation, Biden canceling that leg of the tour was not the best messaging to a region increasingly falling under China’s orbit.

Nonetheless, Prime Minister Modi went ahead with his travel itinerary as scheduled and turned it into an opportunity to showcase India’s position on the global stage. New Guinea’s president hailed Modi as the leader of the Global South. Taking an implicit jab at the United States and China, the island-nation leader said, “we are victims of global powerplay, and you [Modi] are the leader of Global South. We will rally behind your leadership at global forums.” Prior to Biden’s cancellation, the Indian government had decided to accommodate his visit and cut short their visits as a courtesy to the incoming American presidential delegation.

While this was a minor setback for a coordinated approach toward Chinese expansionism in the Pacific, the Indian Ocean challenge is a more geopolitically complex Gordian knot.

In mid-May, Blinken threatened Bangladesh with sanctions if the Indian Ocean state did not host free and fair elections in the 2024 poll. Suppose the United States were to follow through with its threat. In that case, India and Japan will be in a quandary as they have consistently positioned Bangladesh as a gateway connecting the Indian subcontinent to Southeast Asia for supply chain and infrastructure connectivity initiatives. Geographically, Bangladesh is nestled between India’s state of Bengal to the west and India’s northeastern provinces to the east, bordering a thin strip of land the connects the rest of India to the northeast (also known as the “chicken’s neck”). Thus the densely populated country’s interaction with the rest of the world is directed through India or the Bay of Bengal and the Indian Ocean.

Both New Delhi and Tokyo have invested in infrastructure in the region and have long-term plans to invest in Dhaka’s growth. Recently, Japan and India agreed to jointly develop the Matabari deep-sea port in Bangladesh to serve as a “strategic anchor” in the Indian Ocean. Though often underreported, Japanese investment plays a vital role in South Asian development. It is also undeniably India’s Northeast region’s major infrastructure and development partner. Through the Bay of Bengal-Northeast India Industrial Value Chain, the Japanese government envisions increased connectivity between India’s landlocked northeast and Southeast Asia, creating a single economic zone and an alternative trade connectivity project to China’s Belt and Road Initiative. Japanese prime minister Fumio Kishida articulating his government’s Free and Open Indo-Pacific strategy in New Delhi in early March this year, called for increased integration of India’s Northeast with Bangladesh to transform the region into a single economic zone.

Moreover, Japan is attempting to capture the businesses moving out of the pricier markets of Southeast Asia, using the Bay of Bengal region. Japan’s regional strategy has neatly complemented the Modi government’s policies. Modi transformed the older “Look East” policy into an “Act East” policy of increasing strategic and economic engagement with Southeast Asia as a countervailing force to China’s involvement in the region. 

Tokyo has slowly and steadily supported this transformation. A case in point is Tokyo and New Delhi hosting the India-Japan Act East forum to discuss cooperation on a range of projects that will increase connectivity in India’s Northeast to Southeast Asia.

India’s Northeast has a history of civil unrest and strife, making it a challenging region for development. Furthermore, its landlocked topography and poor infrastructure limited its connectivity to both its neighboring countries and the rest of India. Only parties interested in the long game or have a vision for the region could invest in that part of the world, and in this case, it is Japan.

Interestingly, as an extension, both Japan and India are engaging the immediate eastern neighbor to Bangladesh and India, Myanmar. Sanctioned by the United States, Myanmar has limited partners on the world stage. Nonetheless, Japan and India have continued engagement with the military junta to prevent the nation from falling entirely under China’s influence.

However, once again, Indo-Japanese interests are affected by America’s sanctions.

Earlier in May, India-Myanmar inaugurated the Sittwe port in the Rakhine state of Myanmar. India supported this port to enhance sea lane connectivity between India’s eastern states and Myanmar. However, since the sanctions, Indian companies have either had to depart Myanmar altogether or face global scrutiny for working with the military junta-led government.

As satellite images released earlier this year indicated, increased activity on the Great Coco Islands of Myanmar had the markings of Chinese military involvement. Situated less than thirty miles north of India’s Andaman and Nicobar Islands, any potential militarization of the Coco Islands by the Chinese could pose a significant threat to India’s security in the Indian Ocean. In this geopolitical equation, India cannot afford to disengage from Myanmar. And yet, America’s economic statecraft is undercutting India’s vital regional partnerships.

Henry Kissinger, who celebrated 100 years last May, summed up this dynamic well, “it may be dangerous to be America’s enemy, but to be America’s friend is fatal.” It is undoubtedly proving so for Japan and India, but more so for New Delhi in the Indian Ocean. 

Against the backdrop of these measures comes the Biden administration’s attempts at thawing relations with China. While Biden departs from his predecessors as the only recent president to not ask for Kissinger’s advice, he is beginning to walk in the footsteps of a grand strategist by making attempts to mend ties with China.

From the dialogue in Vienna to Blinken rescheduling his trip to Beijing for last month to the official abandonment of economic “decoupling” for the less confrontational “de-risking,” Washington’s approach to China shows signs of softening. While members of IPEF agreed on moving ahead with a supply chain agreement in Detroit, in the same week, on the sidelines of the APEC meeting, U.S. Trade Representative Katherine Tai met with her Chinese counterpart to discuss trade and economic ties. Washington’s blow-hot and blow-cold approach does not assure allies and partners of the consistency of its priorities and policies, particularly partners that it courts for strategic competition with China.

Furthermore, Washington’s skewed sanction policies toward democratic backsliding in a few states while calling for engagement with authoritarian China raise questions about the motives of such policies. While the United States has sanctioned Chinese officials allegedly involved in human rights abuses in Xinjiang, it continues to do massive business with Beijing. This selective condemnation only further isolates partners and strengthens Chinese engagement with the sanctioned nations.

Director for Regional Affairs at the Pacific Forum, Rob York, called this misbegotten strategy “a holdover from America’s unipolar moment that we [America] need to outgrow. America’s moral authority, and the benefits of aligning with Washington, are no longer assumed but must be competed for, and sanctions must be employed far more judiciously than they have been.”

This type of awakening to multipolar realities of the world order should inform Washington of the pitfalls and shortsightedness of its foreign policies. America’s sanctions and other tools of economic statecraft should not be used for democratic interventions but to deter its enemies. If not, the United States will have few allies in its strategic competition with China.

Akhil Ramesh ([email protected]) is a Senior Fellow at the Pacific Forum and author of the US-India chapter for Comparative Connections: A Triannual E-Journal of Bilateral Relations in the Indo-Pacific.

PacNet commentaries and responses represent the views of the respective authors. Alternative viewpoints are always welcomed and encouraged.

Photo: President Joe Biden and Indian Prime Minister Narendra Modi walk along the Colonnade to the Oval Office after a state arrival ceremony Thursday on the South Lawn of the White House.Stefani Reynolds / Pool via AP

PacNet #52 – 2023 Issues & Insights half-year index

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July 12, 2023

Issues & Insights is Pacific Forum’s publication series that includes special reports (SR), conference reports (CR), and working papers (WP). These in-depth analyses cover a range of topics and are published on an occasional basis. The following have been published in 2023 and are available online here.

Issues & Insights Vol. 23, SR1 — Toward a Unified NATO Response to the People’s Republic of China

By Rob York

Following the Cold War’s end there were those who questioned NATO’s continued relevance. Such views may have found little currency among scholars of foreign policy and security, but among the general public it was not unheard of to wonder why, with the dissolution of the Warsaw Pact in 1991 its rival organization did not also become defunct, especially given the Russian Federation’s friendlier tilt in the decade that followed. On the part of the United States, by the 2010’s a fatigue had settled in among much of the populace over US foreign commitments, especially regarding partner countries not perceived as pulling their own weight. By the middle of that decade, that fatigue had begun to manifest itself in US election results.

Vladimir Putin’s Russia, and its brazen invasion of Ukraine last year may not have succeeded in bringing Ukraine to heel or establishing Moscow as a great military power again, but it did accomplish two other things. For one, it demonstrated for the world what the countries separated by the Atlantic could achieve—even indirectly—by helping partners (even non-NATO members) acquire the means to defend themselves. For another, and for all Putin’s claims to the contrary, it showed that nations near Russia’s western border have a very good reason for wanting NATO membership. Putin, more so than any mainstream American or continental European security scholar, has demonstrated the alliance’s continued relevance in providing for the security of countries that desire self-determination and alignment with the liberal, rules-based international order.

Issues & Insights Vol. 23, SR2 — The World After Taiwan’s Fall

By David Santoro and Ralph Cossa

Let us start with our bottom line: a failure of the United States to come to Taiwan’s aid—politically, economically, and militarily—would devastate the Unites States’ credibility and defense commitments to its allies and partners, not just in Asia, but globally. If the United States tries but fails to prevent a Chinese takeover of Taiwan, the impact could be equally devastating unless there is a concentrated, coordinated U.S. attempt with like-minded allies and partners to halt further Chinese aggression and eventually roll back Beijing’s ill-gotten gains.

This is not a hypothetical assessment. Taiwan has been increasingly under the threat of a military takeover by the People’s Republic of China (PRC) and, even today, is under attack politically, economically, psychologically, and through so-called “gray zone” military actions short of actual combat. The U.S. government, U.S. allies, and others have begun to pay attention to this problem, yet to this day, they have not sufficiently appreciated the strategic implications that such a takeover would generate. To address this problem, the Pacific Forum has conducted a multi-authored study to raise awareness in Washington, key allied capitals, and beyond about the consequences of a Chinese victory in a war over Taiwan and, more importantly, to drive them to take appropriate action to prevent it.

The study, which provides six national perspectives on this question (a U.S., Australian, Japanese, Korean, Indian, and European perspective) and fed its findings and recommendations into the second round of the DTRA SI-STT-sponsored (and Pacific Forum-run) Track 2 “U.S.-Taiwan Deterrence and Defense Dialogue,”[1] outlines these strategic implications in two alternative scenarios. In the first scenario, China attacks Taiwan and it falls with no outside assistance from the United States or others. In the other scenario, Taiwan falls to China despite outside assistance (i.e., “a too little, too late” scenario).

Issues & Insights Vol. 23, WP1 — Why Gender Balance Matters for Equity and Peace in the Indo-Pacific 

By Maryruth Belsey Priebe

Who shows up at events and conferences matters. Public and closed-door events are where successes and failures are analyzed; where conceptions about security, what it means, and how we can achieve it bump up against one another; and where problems are solved in novel ways. The greater the diversity of perspectives, the more powerful the outcomes. But within the security sector, predominantly all-male panels—or “manels”—suggest a lack of gender diversity, resulting in the exclusion of women, people of non-binary identities, or both. Manels represent a more serious lack of gender inclusion at leadership levels, making it difficult for women to gain recognition through promotion to senior decision-making positions. The following is a discussion of Pacific Forum’s work to study more than nine years of programming with a goal of understanding historical trends in order to implement and measure policies to increase the number of women attending and speaking at Pacific Forum events. The analysis identified room for improvement, and marks a jumping-off point for Pacific Forum’s work on mainstreaming gender within institutional programming.

Issues & Insights Vol. 23, WP2 — Digital China: The Strategy and Its Geopolitical Implications 

By David Dorman and John Hemmings

Over the past few years, there has been growing concern inside the United States, Europe, and in the Indo-Pacific on the strategic direction behind China’s technology policies. Beginning with the debate over 5G and Huawei, this debate has covered Artificial Intelligence (AI), quantum teachnology, and semi-conductors – a foundational technology. And despite a large number of policies in place – Made in China: 2025, Cyber Super Power, and the New Generation AI Development Plan – few in the West have known China’s overall digital grand strategy.

This report discusses the rise and current state of “Digital China,” a strategy supported by General Secretary Xi Jinping to make China more competitive against the West through digital transformation. It has become the overarching strategy for digital development in the eyes of the Chinese Communist Party leadership, surpassing other initiatives like the Digital Silk Road and 5G. Digital China aims to challenge the existing global system and has profound implications for China’s development, great power competition, and international norms. The Party leadership has incorporated “data” into its digital economy, creating a concept called “Digital Marxism.” The strategy also seeks to foster innovation through the digital transformation of tools, talent, and learning as a means to facilitate China’s rise as a global power and challenge to the West.

The US and its allies have begun to effect strategic counter-effect to the myriad of PRC technology policies, there is almost zero understanding or public discussion of this digital grand strategy. Whether inattention, mistranslation, or obfuscation, Digital China has been mostly missed by the West over the past decade.

Issues & Insights Vol. 23, SR3 — Strategic Competition and Security Cooperation in the Indo-Pacific

By Carl Baker

There is a growing acceptance among countries in the Into-Pacific region that strategic competiiton between the United States and China is changing perceptions about security and the adequacy of the existing security architecture. While some have characterized the competition between the two as a new Cold War, it is clear that what is happening in the region is far more complex than the competition that characterized the original Cold War between the United States and the Soviet Union. First, the economic integration that has taken place since the early 1990s makes it much more difficult to draw bright ideological lines between the two sides. Further, the Asian context of the emerging competition is one where the two competitors have grown to share power. As the dominant military power, the United States has been the primary security guarantor in Asia and beyond. China, on the other hand, has emerged over the past decades as the primary economic catalyst in Asia and beyond. Currently, each side seems increasingly unwilling to accept that arrangement.

Issues & Insights Vol. 23, SR4 – A History of Shared Values, A Future of Shared Strategic Interests: US-Australia Relations in the Indo-Pacific 

By Rob York

Authors of this volume participated in the inaugural U.S.-Australia Next-Generation Leaders Initiative, sponsored by the U.S. Department of State through the U.S. Embassy in Canberra. With backgrounds from academia, public policy, civil society, and industry, the cohort brings rich insights on the past, present, and future of the U.S.-Australia relations. This program was conducted from February 2021 – September 2021.

Issues & Insights Vol. 23, CR1 – South China Sea, East China Sea, and the Emerging US-Japan-Philippines Trilateral 

By Jeffrey Ordaniel

The U.S.-Japan-Philippines Trilateral Maritime Security Dialogue conducted in December 2022 confirmed that there is very little difference in threat perceptions regarding the East and South China Seas. The three countries view China’s increasingly assertive claims to the territories and maritime zones in the two bodies of water as antithetical to their shared vision of a free, open, rules-based Indo-Pacific. China’s reapid military expansion, including unprecedented nuclear weapons and missile buildup, reinforces the urgency of the threat. Japanese and Philippine interlocutors worry that as China approaches nuclear parity with the United States, the region’s strategic environment will worsen. American participants emphasized greater and tangible demonstration of alliance commitments and agreed that some risk-taking is required to push back against Chinese coercion. There was a consensus about the challenge of addressing Beijing’s gray zone activities that have so far succeeded in seizing territories and maritime areas in the South China Sea and establishing regular intrusions into Japanese waters in the East China Sea. Participants struggled to find a strategy to blunt China’s salami-slicing tactics while avoiding escalation and armed conflict.

Issues & Insights Vol. 23, WP3 – Understanding JI Resilience and Australia’s Counterterrorism Efforts in Indonesia

By Tom Connolly

Jemaah Islamiyah (JI) remains one of Indonesia’s longest standing state security threats. It has survived major organizational transformations, state security crackdowns, and international military operations in its pursuit of an Islamic caliphate in Indonesia that could extend to incorporate Malaysia, Singapore, and the southern Philippines. Jemaah Islamiyah rose to prominence for its role in orchestrating the 2002 Bali Bombings, which prompted the United States and Australia to engage Jakarta with the shared goal of destroying the organization and its links to al-Qaeda. Security pressures from Indonesian security services and international forces led to the dismantling of much of Jemaah Islamiyah’s leadership by 2007, which pushed it into a state of hibernation, where members focused on consolidating numbers and religious outreach. The emergence of the Islamic State and its Southeast Asian affiliates in 2014 occupied much of the Indonesian security services’ resources, which gave space to Jemaah Islamiyah to regenerate its strength with renewed vigor. The 2017 discovery of a JI military training program in Syria re-alerted Indonesian counterterrorism authorities to the risk posed by the group, and successive waves of arrests and crackdowns ensued. Although the COVID-19 pandemic meant that many terrorist groups ceased offensive operations and maintained a low profile, Jemaah Islamiyah began to infiltrate Jakarta’s state apparatus, civil society, and academia to promote its political objectives. Jemaah Islamiyah’s long history in Indonesia has proven it to be adaptable, patient, and persistent in pursuit of its objectives. Although it is not currently engaged in military operations, JI’s long history in Indonesia has shown the group is adaptable, patient, and long-term in its thinking. Observers suspect that leaders in Jemaah Islamiyah are biding their time and seeking gaps in state authority that they can exploit to pursue their organizational goals.

Issues & Insights Vol. 23, SR5 – ROK-US Alliance: Linchpin for a Free and Open Indo-Pacific

By Rob York

The US-ROK alliance in 2023 celebrates its 70th anniversary, and in both countries remains broadly popular. Previous doubts that both countries have had about the other’s commitment have largely given way to a sense of shared opportunities, and shared challenges. Not only is there an ever-more belligerent North Korea, with its growing nuclear and missile arsenals, but the People’s Republic of China uses both military and economic means to coerce other countries and Russia has demonstrated a willingness to upend norms, redraw borders, and dare former partners (including Seoul) to risk its ire.

This is also an era of the minilateral, as the US seeks to move past its previous hub-and-spokes alliance system in Asia and draw its partners into closer cooperation. South Korea, especially under its current administration, demonstrates increased interest in becoming a regional player, with its recent gestures toward old frenemy Japan representing a key test: historical differences between the US’ two closest partners have prevented a “normal” relationship from emerging despite many similarities in political systems, values, and interests, and Korean public opinion remains skeptical of the Seoul-Tokyo rapprochement. Furthermore, there is always a chance that issues complicating US-ROK relations in the past—conduct by US military personnel in Korea, trade disputes, environmental concerns related to US bases—could resurface.

All of these issues present challenges for the alliance that will require addressing. In that light, the Pacific Forum, with the generous support of the Korea Foundation, has launched the “ROK-US Next Generation Leaders Initiative” program, bringing together young burgeoning scholars and analysts from both countries to discuss pressing issues in the alliance the way forward. This edited volume contains edited papers on pressing topics—extended deterrence, North Korea, China, Russia, Japan, and much more—by rising scholars we expect to see addressing these issues in the years to come. Their active engagement, we believe, will help the alliance endure another 70 years, will providing for the security and prosperity of both countries.

Issues & Insights Vol. 23, SR6 – Pressing Security Concerns in Southeast Asia: Next-Generation Perspectives

By John Hemmings

Southeast Asia is a pivotal sub-region of the Indo-Pacific. Spanning 1,700,000 square miles, its total population is 676 million – around 8.5% of the world’s population – and has a collective GDP of US$3.67 trillion (as of 2022). Over the years, it has been associated with both economic dynamism and significant security challenges. As authors in this volume note, the territorial disputes in the South China Sea, disagreements over water rights in the Mekong Delta, and the current conflict in Myanmar highlight fault lines not only between Southeast Asian states themselves, but also between great powers such as China and the United States. There are many more – the EU, India, Japan, Australia, and South Korea – that pay close attention to developments in the sub-region. Maintaining peace and stability in a region that plays host to one-third of global sea-borne trade, hosts major undersea internet cables, and is a major thoroughfare for energy supplies from the Middle East to the advanced manufacturing hubs in China, Japan, and South Korea is both challenging and complicated.

The primary mechanism for engagement with Southeast Asian countries is through the Association of Southeast Asian Nations (ASEAN) and its associated bodies. ASEAN promotes the principle of “ASEAN centrality” to prevent major power interference in the region and retain influence over security cooperation. However, the evolution of institutions and processes associated with ASEAN is lagging behind the pressing nature of regional challenges.

The “ASEAN Way” of informal consultation, non-interference, and consensus has fostered internal cohesion but hindered collective responses to conflicts. ASEAN’s influence is also vulnerable to great powers that can use their leverage to break consensus. While some believe ASEAN will adapt over time, others are skeptical about its ability to maintain its role in regional security.

The essays in the collection cover a broad range of security issues, including traditional and non-traditional ones. Traditional security topics include the South China Sea dispute, the political crisis in Myanmar, and dealing with rising Chinese influence. Non-traditional security issues encompass climate change’s impact on the Philippines and Timor-Leste, human trafficking in Vietnam, and Thailand’s brain drain challenge.

The essays reflect the diverse perspectives and challenges in Southeast Asia. They cover issues that range from well-covered topics to unique perspectives on local variations of international issues. The collection aims to spark regional conversations and discussions on these pressing security issues.

Issues & Insights Vol. 23, SR7 — Southeast Asia’s Clean Energy Transition: A Role for Nuclear Power?

By David Santoro and Carl Baker

To bring clarity on these developments and their implications in Southeast Asia, the Pacific Forum commissioned several Southeast Asian scholars to write analytical papers on the energy transition that is underway in the region, which are compiled in this volume. Each chapter looks at the current and possible future energy landscape of a specific Southeast Asian country and focuses especially on the place and role of nuclear power in it. This “nuclear focus” is important because, for decades, most Southeast Asian countries have expressed on-and-off interest in nuclear power but never brought it online. Interest is now picking up again, especially for SMRs, so if this time one or several Southeast Asian countries successfully went nuclear, it would be a first.

It is good timing, therefore, to devote attention to how Southeast Asian countries are thinking about nuclear power in today’s context, for multiple reasons, including those related to safety, security, and safeguards.

PacNet commentaries and responses represent the views of the respective authors. Alternative viewpoints are always welcomed and encouraged.

2023 Issues & Insights Half-Year Index

Spread the love

July 12, 2023

Issues & Insights is Pacific Forum’s publication series that includes special reports (SR), conference reports (CR), and working papers (WP). These in-depth analyses cover a range of topics and are published on an occasional basis. The following have been published in 2023 and are available online here.

Issues & Insights Vol. 23, SR1 — Toward a Unified NATO Response to the People’s Republic of China by Rob York

Following the Cold War’s end there were those who questioned NATO’s continued relevance. Such views may have found little currency among scholars of foreign policy and security, but among the general public it was not unheard of to wonder why, with the dissolution of the Warsaw Pact in 1991 its rival organization did not also become defunct, especially given the Russian Federation’s friendlier tilt in the decade that followed. On the part of the United States, by the 2010’s a fatigue had settled in among much of the populace over US foreign commitments, especially regarding partner countries not perceived as pulling their own weight. By the middle of that decade, that fatigue had begun to manifest itself in US election results.

Vladimir Putin’s Russia, and its brazen invasion of Ukraine last year may not have succeeded in bringing Ukraine to heel or establishing Moscow as a great military power again, but it did accomplish two other things. For one, it demonstrated for the world what the countries separated by the Atlantic could achieve—even indirectly—by helping partners (even non-NATO members) acquire the means to defend themselves. For another, and for all Putin’s claims to the contrary, it showed that nations near Russia’s western border have a very good reason for wanting NATO membership. Putin, more so than any mainstream American or continental European security scholar, has demonstrated the alliance’s continued relevance in providing for the security of countries that desire self-determination and alignment with the liberal, rules-based international order.

 

Issues & Insights Vol. 23, SR2 — The World After Taiwan’s Fall Edited by David Santoro and Ralph Cossa

Let us start with our bottom line: a failure of the United States to come to Taiwan’s aid—politically, economically, and militarily—would devastate the Unites States’ credibility and defense commitments to its allies and partners, not just in Asia, but globally. If the United States tries but fails to prevent a Chinese takeover of Taiwan, the impact could be equally devastating unless there is a concentrated, coordinated U.S. attempt with like-minded allies and partners to halt further Chinese aggression and eventually roll back Beijing’s ill-gotten gains.

This is not a hypothetical assessment. Taiwan has been increasingly under the threat of a military takeover by the People’s Republic of China (PRC) and, even today, is under attack politically, economically, psychologically, and through so-called “gray zone” military actions short of actual combat. The U.S. government, U.S. allies, and others have begun to pay attention to this problem, yet to this day, they have not sufficiently appreciated the strategic implications that such a takeover would generate. To address this problem, the Pacific Forum has conducted a multi-authored study to raise awareness in Washington, key allied capitals, and beyond about the consequences of a Chinese victory in a war over Taiwan and, more importantly, to drive them to take appropriate action to prevent it.

The study, which provides six national perspectives on this question (a U.S., Australian, Japanese, Korean, Indian, and European perspective) and fed its findings and recommendations into the second round of the DTRA SI-STT-sponsored (and Pacific Forum-run) Track 2 “U.S.-Taiwan Deterrence and Defense Dialogue,”[1] outlines these strategic implications in two alternative scenarios. In the first scenario, China attacks Taiwan and it falls with no outside assistance from the United States or others. In the other scenario, Taiwan falls to China despite outside assistance (i.e., “a too little, too late” scenario).

 

Issues & Insights Vol. 23, WP1 — Why Gender Balance Matters for Equity and Peace in the Indo-Pacific by Maryruth Belsey Priebe

Who shows up at events and conferences matters. Public and closed-door events are where successes and failures are analyzed; where conceptions about security, what it means, and how we can achieve it bump up against one another; and where problems are solved in novel ways. The greater the diversity of perspectives, the more powerful the outcomes. But within the security sector, predominantly all-male panels—or “manels”—suggest a lack of gender diversity, resulting in the exclusion of women, people of non-binary identities, or both. Manels represent a more serious lack of gender inclusion at leadership levels, making it difficult for women to gain recognition through promotion to senior decision-making positions. The following is a discussion of Pacific Forum’s work to study more than nine years of programming with a goal of understanding historical trends in order to implement and measure policies to increase the number of women attending and speaking at Pacific Forum events. The analysis identified room for improvement, and marks a jumping-off point for Pacific Forum’s work on mainstreaming gender within institutional programming.

 

Issues & Insights Vol. 23, WP2 — Digital China: The Strategy and Its Geopolitical Implications by Dr. David Dorman and Dr. John Hemmings

Over the past few years, there has been growing concern inside the United States, Europe, and in the Indo-Pacific on the strategic direction behind China’s technology policies. Beginning with the debate over 5G and Huawei, this debate has covered Artificial Intelligence (AI), quantum teachnology, and semi-conductors – a foundational technology. And despite a large number of policies in place – Made in China: 2025, Cyber Super Power, and the New Generation AI Development Plan – few in the West have known China’s overall digital grand strategy.

This report discusses the rise and current state of “Digital China,” a strategy supported by General Secretary Xi Jinping to make China more competitive against the West through digital transformation. It has become the overarching strategy for digital development in the eyes of the Chinese Communist Party leadership, surpassing other initiatives like the Digital Silk Road and 5G. Digital China aims to challenge the existing global system and has profound implications for China’s development, great power competition, and international norms. The Party leadership has incorporated “data” into its digital economy, creating a concept called “Digital Marxism.” The strategy also seeks to foster innovation through the digital transformation of tools, talent, and learning as a means to facilitate China’s rise as a global power and challenge to the West.

The US and its allies have begun to effect strategic counter-effect to the myriad of PRC technology policies, there is almost zero understanding or public discussion of this digital grand strategy. Whether inattention, mistranslation, or obfuscation, Digital China has been mostly missed by the West over the past decade.

 

Issues & Insights Vol. 23, SR3 — Strategic Competition and Security Cooperation in the Indo-Pacific by Carl Baker

There is a growing acceptance among countries in the Into-Pacific region that strategic competiiton between the United States and China is changing perceptions about security and the adequacy of the existing security architecture. While some have characterized the competition between the two as a new Cold War, it is clear that what is happening in the region is far more complex than the competition that characterized the original Cold War between the United States and the Soviet Union. First, the economic integration that has taken place since the early 1990s makes it much more difficult to draw bright ideological lines between the two sides. Further, the Asian context of the emerging competition is one where the two competitors have grown to share power. As the dominant military power, the United States has been the primary security guarantor in Asia and beyond. China, on the other hand, has emerged over the past decades as the primary economic catalyst in Asia and beyond. Currently, each side seems increasingly unwilling to accept that arrangement.

 

Issues & Insights Vol. 23, SR4 – A History of Shared Values, A Future of Shared Strategic Interests: US-Australia Relations in the Indo-Pacific by Rob York

Authors of this volume participated in the inaugural U.S.-Australia Next-Generation Leaders Initiative, sponsored by the U.S. Department of State through the U.S. Embassy in Canberra. With backgrounds from academia, public policy, civil society, and industry, the cohort brings rich insights on the past, present, and future of the U.S.-Australia relations. This program was conducted from February 2021 – September 2021.

 

Issues & Insights Vol. 23, CR1 – South China Sea, East China Sea, and the Emerging US-Japan-Philippines Trilateral by Jeffrey Ordaniel

The U.S.-Japan-Philippines Trilateral Maritime Security Dialogue conducted in December 2022 confirmed that there is very little difference in threat perceptions regarding the East and South China Seas. The three countries view China’s increasingly assertive claims to the territories and maritime zones in the two bodies of water as antithetical to their shared vision of a free, open, rules-based Indo-Pacific. China’s reapid military expansion, including unprecedented nuclear weapons and missile buildup, reinforces the urgency of the threat. Japanese and Philippine interlocutors worry that as China approaches nuclear parity with the United States, the region’s strategic environment will worsen. American participants emphasized greater and tangible demonstration of alliance commitments and agreed that some risk-taking is required to push back against Chinese coercion. There was a consensus about the challenge of addressing Beijing’s gray zone activities that have so far succeeded in seizing territories and maritime areas in the South China Sea and establishing regular intrusions into Japanese waters in the East China Sea. Participants struggled to find a strategy to blunt China’s salami-slicing tactics while avoiding escalation and armed conflict.

 

Issues & Insights Vol. 23, WP3 – Understanding JI Resilience and Australia’s Counterterrorism Efforts in Indonesia by Tom Connolly

Jemaah Islamiyah (JI) remains one of Indonesia’s longest standing state security threats. It has survived major organizational transformations, state security crackdowns, and international military operations in its pursuit of an Islamic caliphate in Indonesia that could extend to incorporate Malaysia, Singapore, and the southern Philippines. Jemaah Islamiyah rose to prominence for its role in orchestrating the 2002 Bali Bombings, which prompted the United States and Australia to engage Jakarta with the shared goal of destroying the organization and its links to al-Qaeda. Security pressures from Indonesian security services and international forces led to the dismantling of much of Jemaah Islamiyah’s leadership by 2007, which pushed it into a state of hibernation, where members focused on consolidating numbers and religious outreach. The emergence of the Islamic State and its Southeast Asian affiliates in 2014 occupied much of the Indonesian security services’ resources, which gave space to Jemaah Islamiyah to regenerate its strength with renewed vigor. The 2017 discovery of a JI military training program in Syria re-alerted Indonesian counterterrorism authorities to the risk posed by the group, and successive waves of arrests and crackdowns ensued. Although the COVID-19 pandemic meant that many terrorist groups ceased offensive operations and maintained a low profile, Jemaah Islamiyah began to infiltrate Jakarta’s state apparatus, civil society, and academia to promote its political objectives. Jemaah Islamiyah’s long history in Indonesia has proven it to be adaptable, patient, and persistent in pursuit of its objectives. Although it is not currently engaged in military operations, JI’s long history in Indonesia has shown the group is adaptable, patient, and long-term in its thinking. Observers suspect that leaders in Jemaah Islamiyah are biding their time and seeking gaps in state authority that they can exploit to pursue their organizational goals.

 

Issues & Insights Vol. 23, SR5 – ROK-US Alliance: Linchpin for a Free and Open Indo-Pacific by Rob York

The US-ROK alliance in 2023 celebrates its 70th anniversary, and in both countries remains broadly popular. Previous doubts that both countries have had about the other’s commitment have largely given way to a sense of shared opportunities, and shared challenges. Not only is there an ever-more belligerent North Korea, with its growing nuclear and missile arsenals, but the People’s Republic of China uses both military and economic means to coerce other countries and Russia has demonstrated a willingness to upend norms, redraw borders, and dare former partners (including Seoul) to risk its ire.

This is also an era of the minilateral, as the US seeks to move past its previous hub-and-spokes alliance system in Asia and draw its partners into closer cooperation. South Korea, especially under its current administration, demonstrates increased interest in becoming a regional player, with its recent gestures toward old frenemy Japan representing a key test: historical differences between the US’ two closest partners have prevented a “normal” relationship from emerging despite many similarities in political systems, values, and interests, and Korean public opinion remains skeptical of the Seoul-Tokyo rapprochement. Furthermore, there is always a chance that issues complicating US-ROK relations in the past—conduct by US military personnel in Korea, trade disputes, environmental concerns related to US bases—could resurface.

All of these issues present challenges for the alliance that will require addressing. In that light, the Pacific Forum, with the generous support of the Korea Foundation, has launched the “ROK-US Next Generation Leaders Initiative” program, bringing together young burgeoning scholars and analysts from both countries to discuss pressing issues in the alliance the way forward. This edited volume contains edited papers on pressing topics—extended deterrence, North Korea, China, Russia, Japan, and much more—by rising scholars we expect to see addressing these issues in the years to come. Their active engagement, we believe, will help the alliance endure another 70 years, will providing for the security and prosperity of both countries.

 

Issues & Insights Vol. 23, SR6 – Pressing Security Concerns in Southeast Asia: Next-Generation Perspectives by John Hemmings

Southeast Asia is a pivotal sub-region of the Indo-Pacific. Spanning 1,700,000 square miles, its total population is 676 million – around 8.5% of the world’s population – and has a collective GDP of US$3.67 trillion (as of 2022). Over the years, it has been associated with both economic dynamism and significant security challenges. As authors in this volume note, the territorial disputes in the South China Sea, disagreements over water rights in the Mekong Delta, and the current conflict in Myanmar highlight fault lines not only between Southeast Asian states themselves, but also between great powers such as China and the United States. There are many more – the EU, India, Japan, Australia, and South Korea – that pay close attention to developments in the sub-region. Maintaining peace and stability in a region that plays host to one-third of global sea-borne trade, hosts major undersea internet cables, and is a major thoroughfare for energy supplies from the Middle East to the advanced manufacturing hubs in China, Japan, and South Korea is both challenging and complicated.

The primary mechanism for engagement with Southeast Asian countries is through the Association of Southeast Asian Nations (ASEAN) and its associated bodies. ASEAN promotes the principle of “ASEAN centrality” to prevent major power interference in the region and retain influence over security cooperation. However, the evolution of institutions and processes associated with ASEAN is lagging behind the pressing nature of regional challenges.

The “ASEAN Way” of informal consultation, non-interference, and consensus has fostered internal cohesion but hindered collective responses to conflicts. ASEAN’s influence is also vulnerable to great powers that can use their leverage to break consensus. While some believe ASEAN will adapt over time, others are skeptical about its ability to maintain its role in regional security.

The essays in the collection cover a broad range of security issues, including traditional and non-traditional ones. Traditional security topics include the South China Sea dispute, the political crisis in Myanmar, and dealing with rising Chinese influence. Non-traditional security issues encompass climate change’s impact on the Philippines and Timor-Leste, human trafficking in Vietnam, and Thailand’s brain drain challenge.

The essays reflect the diverse perspectives and challenges in Southeast Asia. They cover issues that range from well-covered topics to unique perspectives on local variations of international issues. The collection aims to spark regional conversations and discussions on these pressing security issues.

 

Issues & Insights Vol. 23, SR7 — Southeast Asia’s Clean Energy Transition: A Role for Nuclear Power? by David Santoro and Carl Baker

To bring clarity on these developments and their implications in Southeast Asia, the Pacific Forum commissioned several Southeast Asian scholars to write analytical papers on the energy transition that is underway in the region, which are compiled in this volume. Each chapter looks at the current and possible future energy landscape of a specific Southeast Asian country and focuses especially on the place and role of nuclear power in it. This “nuclear focus” is important because, for decades, most Southeast Asian countries have expressed on-and-off interest in nuclear power but never brought it online. Interest is now picking up again, especially for SMRs, so if this time one or several Southeast Asian countries successfully went nuclear, it would be a first.

It is good timing, therefore, to devote attention to how Southeast Asian countries are thinking about nuclear power in today’s context, for multiple reasons, including those related to safety, security, and safeguards.

Issues & Insights Vol. 23, SR7 – Southeast Asia’s Clean Energy Transition: A Role for Nuclear Power?

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About the Volume

To bring clarity on these developments and their implications in Southeast Asia, the Pacific Forum commissioned several Southeast Asian scholars to write analytical papers on the energy transition that is underway in the region, which are compiled in this volume. Each chapter looks at the current and possible future energy landscape of a specific Southeast Asian country and focuses especially on the place and role of nuclear power in it. This “nuclear focus” is important because, for decades, most Southeast Asian countries have expressed on-and-off interest in nuclear power but never brought it online. Interest is now picking up again, especially for SMRs, so if this time one or several Southeast Asian countries successfully went nuclear, it would be a first.

It is good timing, therefore, to devote attention to how Southeast Asian countries are thinking about nuclear power in today’s context, for multiple reasons, including those related to safety, security, and safeguards.

Download the full volume here.


Table of Contents

Executive Summary

David Santoro & Carl Baker

Chapter 1 | Indonesia Power Sector

Elrika Hamdi 

Chapter 2 | Malaysia Energy Landscape and Requirements 2022-2050

Sabar Hashim

Chapter 3 | Myanmar’s Energy Landscape

Shwe Yee Oo

Chapter 4 | Re-Energizing the Philippines’ Nuclear Power Program: Opportunities and Challenges

Julius Cesar Trajanao

Chapter 5 | Singapore’s Energy Journey: Net-Zeo, New Perspectives, & Nuclear?

Denise Cheong & Victor Nian

Chapter 6 | Thailand’s Energy Landscape and the Potential Role and Place of Nuclear Technology

Doongnyapong Wongsawaeng

Chapter 7 | Energy Landscape and Requirements of Vietnam

Nguyen Nhi Dien

Issues & Insights Vol. 23, SR6 – Pressing Security Concerns in Southeast Asia: Next-Generation Perspectives

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Introduction

Southeast Asia is a pivotal sub-region of the Indo-Pacific. Spanning 1,700,000 square miles, its total population is 676 million – around 8.5% of the world’s population – and has a collective GDP of US$3.67 trillion (as of 2022). Over the years, it has been associated with both economic dynamism and significant security challenges. As authors in this volume note, the territorial disputes in the South China Sea, disagreements over water rights in the Mekong Delta, and the current conflict in Myanmar highlight fault lines not only between Southeast Asian states themselves, but also between great powers such as China and the United States. There are many more – the EU, India, Japan, Australia, and South Korea – that pay close attention to developments in the sub-region. Maintaining peace and stability in a region that plays host to one-third of global sea-borne trade, hosts major undersea internet cables, and is a major thoroughfare for energy supplies from the Middle East to the advanced manufacturing hubs in China, Japan, and South Korea is both challenging and complicated.

The primary mechanism for engagement with the individual countries in Southeast Asia has been through the Association of Southeast Asian Nations (ASEAN) and its attendant bodies, such as the ASEAN Regional Forum (ARF), the East Asia Summit (EAS), and the ASEAN Defense Ministers Meeting (ADMM). Meanwhile, ASEAN member states have promoted the principle of “ASEAN centrality” as a means to prevent major power interference in the sub-region and to retain influence over security cooperation within Southeast Asia and beyond. As a result, the acknowledgement of ASEAN centrality has become a “boilerplate” for strategy and policy documents related to regional security. One example of this is the inclusion of the principle in the 2021 U.S. Indo-Pacific Strategy. However, the increasingly pressing nature of challenges confronting the broader region, their speed and intensity, are beginning to outpace the evolution of institutions and processes associated with ASEAN.

The ASEAN Way – an emphasis on informal consultation, non-interference, and consensus as the basis of major decisions – has been integral to creating internal cohesion and harmony within ASEAN decision-making and is an enabler of socio-political integration. On the other hand, it has also stymied efforts to develop effective collective responses to conflicts and has made ASEAN hostage to great powers able to use their influence over members to break consensus. While defenders of ASEAN point to its successes and remain confident that it will adapt to regional issues over time, others are increasingly skeptical that ASEAN can retain its status as the gatekeeper of regional security agenda.

It is in this context that Pacific Forum carried out this extended study with support from the Luce Foundation to investigate Southeast Asian perspectives on the “biggest threats or most pressing security issues, now and in the foreseeable future.” We asked a group of our Southeast Asian cohort of Young Leaders (ages 21 to 35), what problems were most pressing to them, and asked them how they thought their countries should address these issues, noting which third-parties would be most important for them to leverage in doing so. We believe this publication, which cuts across a broad range of security issues, is a fair representation of the eclecticism and diversity that characterize the region itself and hope that our readers will find them as useful as we have here at Pacific Forum.

The collection starts with traditional security issues and then moves to more non-traditional security issues, though this does not reflect any internal emphasis or prioritization on the part of the editors. The first essay, by Siu Tzyy Wei, is entitled “Caught in the Middle: The Measured Voice of Brunei’s Foreign Policy Amidst the South China Sea Dispute.” Beginning with the South China Sea is appropriate for any collective study on the region, but Brunei’s position as a “silent claimant” presents a perspective not often heard. The author’s assertion that it is China and external powers – AUKUS and the Quad are mentioned – that are adding pressure to the South China Sea and adding a dangerous complexity, compelling Brunei’s “neutrality,” a striking claim given the threat to Bruneian sovereignty. The second essay moves to another flashpoint, the political crisis in Myanmar; a national issue that has reverberated around ASEAN as well as further abroad in Washington and Brussels. Appropriately titled “The Coming of the Raging Fire: The Revolution in Myanmar,” Thiha Wint Aung analyzes the lead-up to the political crisis and concludes by calling for the international community to explicitly support the people’s “armed resistance” against the military. The third essay presents a bold national case for a region-wide issue: dealing with rising Chinese influence. In “Malaysia’s China Policy Amid China’s Growing Security Concerns,” Fikry A. Rahman argues that Malaysian policy elites will have to prioritize strategic concerns over economic ties vis-a-vis China if it is to adequately defend Malaysian sovereignty.

The next group of essays focuses on non-traditional security issues, beginning with climate change, one of the most pressing global issues. Southeast Asia is particularly vulnerable to the effects of climate change, as noted in the fourth essay, “When it Rains, it Pours: Disaster Displacement and the Future of Human Security in the Philippines Amid Changing Climate.” Katrina Guanio calls for policymakers to be aware of gradual or even sudden human migrations due to inclement weather, such as typhoons, and the impact these have on national health, economic, and security dynamics. Taking an unusual and unique perspective, the fifth essay, “Climate Maladaptation: Migration, Food Insecurity, and the Politics of Climate Change in Timor-Leste” by Ariel Mota Alves, makes the provocative argument that international organizations can sometimes promote detrimental Western development narratives that undermine local solutions to local climate change effects. The sixth essay, “Human Trafficking in Vietnam: A Top-Tier Non-Traditional Security Threat in the 21st Century” by Thu Nguyen Hoang Anh, measures the impact of the scourge of human trafficking in Vietnam and offers practical policy solutions to mitigating its impact on victims. Finally, the seventh essay, by Attawat Assavanadda, looks at “Thailand’s Brain Drain Challenge: Trends and Implications,” noting the push-pull drivers of the phenomenon and its impact on Thailand’s overall development.

As one can see from this summary, the range of topics chosen by our talented Young Leader cohort from Southeast Asia is as diverse, inspiring, and multidimensional as the region itself. Ranging from security issues that are well covered by regional and international media to those that take an eclectic look at local variations of international issues, we are pleased to showcase these essays. As ever, the mission of Pacific Forum only begins with the creation of such young leader cohorts, and empowering them to present their analyses and recommendations should only be a prelude to robust regional conversations and discussions. We have been since our creation – a forum for those discussions – and hope that our readers will take that engaging approach to these essays and their authors.

Dr. John Hemmings
Senior Director, Pacific Forum
Honolulu, Hawaii

Click here to download the full report.


Table of Contents

Chapter 1: Caught in the Middle: The Measured Voice of Brunei’s Foreign Policy Amidst the South China Sea Disputes | Siu Tzyy Wei
Chapter 2: The Coming of the Raging Fire: The Revolution in Myanmar | Thiha Wint Aung
Chapter 3: Malaysia’s China Policy Amid China’s Growing Security Concerns | Fikry A. Rahman
Chapter 4: When it Rains, it Pours: Disaster Displacement and the Future of Human Security in the Philippines Amid Changing Climate | Katrina Guanio
Chapter 5: Climate Maladaptation: Migration, Food Insecurity, and the Politics of Climate Change in Timor-Leste | Ariel Mota Alves
Chapter 6: Human Trafficking in Vietnam: A Top-Tier Non-traditional Security Threat in the 21st century | Thu Nguyen Hoang Anh
Chapter 7: Thailand’s Brain Drain Challenge: Trends and Implications | Attawat Joseph Ma Assavanadda


About the Authors

Ariel Mota Alves is a Timorese student currently pursuing a PhD in Political Science with a Graduate Certificate in Southeast Asian Studies at the University of Hawai‘i at Mānoa. His research focuses on the environmental changes in Southeast Asia and Timor-Leste. Ariel is a research intern and student affiliate at the East-West Center in Honolulu.

Attawat Joseph Ma Assavanadda is a Ph.D. candidate in the Department of Politics and Public Administration at the University of Hong Kong and a member of the Pacific Forum’s Young Leaders Program. His research interests are International Relations and Security in the Asia Pacific, with a particular focus on China-Southeast Asia relations. He obtained his MA in International Relations (International Security Specialization) from Waseda University where he was awarded the Japanese Government “MEXT” Scholarship. He previously worked as a political analyst at Government House of Thailand and a research assistant (master’s level) at the German-Southeast Asian Center of Excellence for Public Policy and Good Governance (CPG).

Fikry A. Rahman is the Head of Foreign Affairs at Bait Al Amanah, a political and development research institute based in Kuala Lumpur, Malaysia. His research interests include Southeast Asian regionalism, smaller states’ strategies, the politics and geopolitics of digital connectivity cooperation, maritime security, and Malaysian domestic politics and foreign policy. He was also part of Princeton University’s research project on the Belt and Road Initiative in Southeast Asia, and was thoroughly involved with Malaysian universities on the BRI research projects. His insights have been featured in The Diplomat, Nikkei Asia, New Straits Times, and BenarNews.

Katrina R. Guanio is a Senior Project Officer at UP – Centre International de Formation des Autorités et Leaders or the International Training Centre for Authorities and Leaders (UP-CIFAL Philippines). She works on research studies and projects on migration, gender equality, and sustainable development. Previously, she worked with the Economist Intelligence Unit for the local migration governance indicators of the International Organization for Migration. She is completing her Master’s in Population Studies at the University of the Philippines Population Institute.

Siu Tzyy Wei is a Research Associate at the Global Awareness and Impact Alliance (GAIA). With an aim to develop a deeper understanding of how national factors can evolve and threaten the international system and vice versa, Wei’s research interests lie mainly in the politics and maritime security issues of Southeast Asia. Currently holding a Bachelor of Arts (Honors) in Sociology and Anthropology from Universiti Brunei Darussalam, Wei’s work has been featured in Fair Observer and CSIS Indonesia.

Thiha Wint Aung is an independent political analyst from Myanmar. He received Master of Arts in Political Science from Central European University (CEU) in 2022 and Master of Public Policy from National Graduate Institute for Policy Studies (GRIPS) in 2020. He formerly worked as Senior Program Manager in Forum of Federations, an INGO providing technical support on federalism and decentralization to various stakeholders in Myanmar. His interests are in social movements, social networks, digital humanities, and Southeast Asia politics.

Thu Nguyen Hoang Anh is a graduate student at European University Institute majoring in Transnational Governance. Previously, she was an intern at the Organisation for Economic Co-operation and Development (OECD). She was also a senior research fellow and head of the Southeast Asia Research Group at the Vanguard Think Tank. Her research interests include Vietnamese politics, Asian security, and public policy.

PacNet #42 – Coast Guard cooperation: Heading off a troubling storm?

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This week the coast guards of Japan, the Philippines, and the United States conduct their first-ever exercise, two weeks after the United States and Japan delivered joint training in the Philippines. In another precedent-setting, first-ever event, on May 4 senior leaders from nine Indo-Pacific coast guards gathered at the International Maritime Security Conference (IMSC) in Singapore to discuss their priorities for future collaboration. These are just two examples representing a rise in coast guard cooperation aimed at advancing maritime governance and preserving maritime order in the face of increasingly complex maritime challenges.

Coming together to talk

The IMSC consistently draws chiefs of navy from around the globe, but this was the first time the event included such a large representation from coast guards. The IMSC even included a special panel headlined by Vice-Admiral Dr. Aan Kunia, head of Bakamla (the de facto Indonesian coast guard) and Vice-Admiral Roland N. Lizor Ounzalan, the Philippine Coast Guard’s deputy commander for operations.

This is just the latest of a series of gatherings marking the rise of coast guard dialogue in the region. Since 2004, coast guard leaders have assembled for the Head of Asian Coast Guard meetings, and a broader Coast Guard Global Summit was established in 2017. In 2022, Indonesia organized the ASEAN Coast Guard Forum, a body it hopes to institutionalize this year. These assemblies allow senior leaders to share perspectives and cohere understandings of the complex and inter-related maritime threats the region faces. They also allow leaders to find opportunities for tangible cooperation and combined operations.

Budding relationships

In the Indo-Pacific, the most advanced maritime law enforcement cooperative relationship is between the US Coast Guard (USCG) and Japanese Coast Guard (JCG). In 2022 they updated their partnership to the “Solid Alliance for Peace and Prosperity with Humanity and Integrity on the Rule-of-Law Based Engagement” (SAPPHIRE). This expanded partnership focuses on standard operating procedures for combined operations, training, capacity-building, and information sharing. The USCG and JCG now conduct advanced exercises together in Japanese waters, where they have practiced interdicting simulated foreign vessels operating illegally inside Japanese waters. The JCG has also successfully engaged in joint counter-narcotics operations around Guam and assisted to rescue a lost freediver offshore Hawaii. They have trained with the Philippine Coast Guard, setting the stage for the upcoming trilateral exercise.

Other Indo-Pacific coast guards and maritime law enforcement agencies are taking similar steps to improve their cooperation. Japan has led the way by advancing relations with a range of partners, but is far from alone. For example, Japan signed a memorandum of understanding with the Philippines in 2016 that enables joint anti-piracy activities around Tawi-Tawi and has a long-standing MoU with India that underpins the annual exercise Sahyog Kaijin. India, for its part, has other MoUs with the coast guards of Bangladesh, South Korea, and Vietnam, and it hosts the international coast guard exercise Dosti with Sri Lanka and the Maldives. The United States sponsors the Southeast Asian Maritime Law Enforcement Initiative, an annual leaders’ forum designed to enhance regional stability by promoting maritime safety, security cooperation, coordination, and information-sharing. Even agencies that fulfill similar functions but with a more near-shore focus, such as the Australian Border Force, increasingly work with coast guards further afield.

Cooperation is also on the rise among Southeast Asian coast guards, teaming up more-and-more to improve their efficiency and efficacy. The MoU between the Vietnamese Coast Guard and Bakamla has evolved into a letter of intent to ramp up operations cooperation between the two forces while the VCG also maintains an MoU with Cambodia’s National Committee for Maritime Security. A proposed Tripartite Coast Guard Agreement would also see coordinated patrols in the Sulu and Celebes seas between the PCG, Bakamla, and Malaysia’s Maritime Enforcement Agency.

There is also increasing cooperation between coast guards and navies. Perhaps, the best example of this is SEACAT. This multilateral naval exercise sponsored by the United States since 2002 has included coast guard elements since 2016. In 2022, seven coast guards participated, as well as several navies with constabulary roles. Similarly, several coast guards have sent international liaison officers to the navy-centric Information Fusion Center in Singapore, with the most recent addition being the officer from the Republic of Korea Coast Guard, who arrived in April.

Drivers & outcomes of cooperation

This expanding cooperation is driven by three overarching trends. First, perceived threats in the region have evolved to become more complex. Criminals use regional routes to drive the global circulation of illicit goods, including drugs, across borders while others seek to benefit from attacking this circulation directly through piracy and armed robbery at sea. Second, oceans and seas have taken on a particular importance to regional development, making their resilience and protection particularly important. The ASEAN Leaders’ Declaration on the Blue Economy, for example, explains that “the ocean and seas are key drivers of economic growth and innovation.” Third, but related, with their intent to strengthen their maritime governance—particularly in improving maritime safety, marine environmental protection and maritime law enforcement—regional countries place more attention on creating and expanding their coast guards to improve the constabulary effectiveness of the maritime forces.

Cooperation between coast guards and other agencies, along with other advancements in regional maritime security, have yielded results. For example, the Sulu Sea was a prime hunting ground for terrorists and other criminals, but there has not been a kidnapping there since 2020. Sea robbery remains a problem in the straits of Malacca and Singapore, but instead of hijackings the incidents now amount to petty thefts.

Coast guards and interstate entanglements

More needs to be done. While some interstate border disputes have stabilized, tensions are escalating around the South China and East China seas. As tools of statecraft deployed to manage geopolitical stresses, coast guards were originally perceived as less provocative than navies, but they are increasingly the leading edge of worrisome international competitions. As geopolitical tensions deepen and interstate disputes sharpen at sea, bringing a broader grouping of coast guard leaders together is—and will be increasingly—significant.

Some issues considered the domain of law enforcement are now intertwined with missions where national governments seek to assert their sovereignty in maritime areas at the expense of other claimants.

In 2013, several Chinese maritime agencies were combined into the China Coast Guard (CCG). This force—the world’s largest coast guard by fleet size and the one with the heaviest weapons—was placed under the command of the Central Military Commission in 2021. Since then, China has chosen to deploy this coast guard alongside a state-backed maritime militia into disputed waters in the East and South China Seas on missions designed more to assert control and demonstrate sovereignty than to provide for good order at sea.

China’s neighbors have felt the need to respond in-kind, and there has been a rapid expansion of their fleet sizes and operational tempos, particularly in Japan and the Philippines. The number of incidents is on the rise. For example, in February the PCG accused a CCG vessel of using a military-grade laser to blind the crew of the PCG ship, BRP Malapascua. The same PCG vessel was also in a near-collision with a much larger CCG ship during unsafe maneuvers that were captured on video in April. There is an increasing risk that lives may be lost, or that interactions escalate to crisis. Dialogue and diplomacy therefore become necessary to lower tensions and develop the necessary crisis management mechanisms.

Unfortunately, the CCG is noticeably absent from most of these cooperation-focused conversations. Its leaders have attended some of the senior dialogues in the past but have been missing in recent years. Their seats were vacant at the 2022 meetings of the Coast Guard Global Summit and the HACGM. They were similarly absent from last week’s IMSC. A lack of cooperation between the CCG and Southeast Asian coast guards demonstrates a troubling shortfall. That the CCG’s only significant new cooperative arrangement in recent years is one it signed with Russia is unlikely to reassure many in the Indo-Pacific.

Dialogue among coast guards and the cooperation it fosters are taking on growing importance as their roles expand, but gaps exist. Countries should continue to host opportunities to build those relationships, and more coast guards should turn up ready to find the solutions needed to make the seas safer for all stakeholders.

PacNet commentaries and responses represent the views of the respective authors. Alternative viewpoints are always welcomed and encouraged.

Photo: Vice Admiral Kurnia (Bakamla) and Vice Admiral Punzalan Take the Stage at the International Maritime Security Conference on May 4, 2023 by the Philippine Coast Guard.

PacNet #41 – ASEAN unity and the Russia-Ukraine crisis

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Dato Lim, ASEAN’s former secretary general, recently admitted that ASEAN’s ability to function effectively depends on the capability of its members to align their national interests with regional imperatives. Given the diversity within and between its member states, preserving unity has been a core objective since the organization’s inception.

For example, the 1967 Bangkok declaration—the organization’s founding document—emphasized regional cooperation and strengthening existing bonds of regional solidarity. The 1976 Treaty of Amity and Cooperation reiterated these sentiments. In the aftermath of the 2012 Bali Concords II, however, ASEAN set out to create a “cohesive, resilient and integrated ASEAN community” with a “common regional identity.” This drive toward unity was accentuated through the ASEAN Regional Community Vision of 2025, with its target of “one identity and one community” adhering to “shared values and norms.”

Even so, disunity persists. The crisis of Myanmar, for example: In April 2021, two months after the junta took power in a coup, ASEAN forwarded a five-point consensus on the crisis. Violence continues to escalate, however, generating vocal international criticism toward ASEAN’s slow response. While Indonesia, Malaysia, and Singapore have been largely more critical of the junta’s actions, Thailand, Vietnam, Cambodia, and Laos have remained taciturn.

Global issues have similarly failed to engender regional consensus. The Russia-Ukraine war is a notable example. ASEAN responses, in terms of policy documents and statements, to the events since Russia’s annexation of Crimea in 2014 have been relatively muted. A 2014 joint EU-ASEAN statement following the downing of Malaysia Airlines flight MH17, condemned the act and called on all parties to stop the violence. The organization also addressed the situation in Ukraine at the foreign ministers’ level, but interestingly, only after 2022.

On Feb. 26, 2022, March 3, 2022, and April 8, 2022, ASEAN foreign ministers issued statements on the conflict. The Russian invasion of Ukraine was referred to as “hostilities” taking place in Ukraine. Instead of calling on Russia to withdraw from its occupation of Ukrainian territory in contravention to international law, the statements only called for “an immediate ceasefire or armistice” followed by “political dialogues that would lead to sustainable peace in Ukraine.”

Singapore and Laos represent contrasting perspectives. A 2023 survey conducted by Singapore’s Yusof Ishak Institute shows that only 14% of respondents from Laos are “very concerned” about Russia’s invasion of Ukraine, compared to over 50% of respondents from Singapore. A 2020 survey asking “Who would you consider your country’s preferred strategic partner if the United States was unreliable” found that 33% of respondents in Laos considered Russia a suitable partner, while less than 1% felt the same way in Singapore. Differing sentiments toward Russia and, more importantly, how each nation frames the conflict, weakens efforts at unity.

ASEAN unity in praxis—voting in the UNGA

From 2014 to February 2023 there were 11 General Assembly resolutions on the Ukrainian crisis. In each, barring one (A/RES/68/262), all 10 ASEAN nations expressed their vote. The trajectories of voting patterns demonstrates the absence of a united position in the organization.

Source: Author’s data, based on United Nations General Assembly Voting Records.

As this graph makes evident, most of ASEAN abstained on resolutions concerning the Ukraine War. Brunei and Vietnam, for example, have consistently abstained on UNGA resolutions. Indonesia, Malaysia, and Thailand, initially in favor, shifted to abstaining in each subsequent resolution. Singapore is the only ASEAN country that has voted in favor of UNGA resolutions on the subject on more than one occasion. Even so, it has not consistently voted in favor of resolutions. Laos, in contrast, has either abstained or voted against resolutions on the Ukrainian crisis.

Laos and Singapore on the Ukrainian Crisis 

To delve deeper, let’s explore the voting patterns of Laos and Singapore, the two countries that show the greatest divergence among ASEAN nations. While Singapore has proven most willing among all ASEAN nations to support UNGA resolutions on the Ukraine war, Laos (except for A/RES/68/262, where it did not vote) has consistently voted against.

A/RES/73/194, a resolution adopted on Dec. 17, 2018, is the point where this divergence begins. The resolution directly addressed hostilities taking place in the region and condemned Russia’s occupation of Ukrainian territory. It also urged the Russian federation “as the occupying power” to withdraw its forces without delay. Examining the resolution reveals three recurring points of contention between Singapore and Laos. This relates to Article 1, Article 5, and Article 8. Each of these articles are repeated in the resolutions of the next General Assembly session (not the next resolution) and in each case Singapore and Laos adopted starkly differing positions, with one voting in favor and the other voting against. Article 1 focuses on Russia’s violation of Ukraine’s sovereignty by launching an attack on Ukraine.

Article 5 points out the unjustified nature of Russian action in Ukraine, i.e., that it is in violation of international law. Article 8, meanwhile, classifies Russia as an “occupying power” and directs our attention to the importance of it ending its “occupation of Ukraine’s territory.” As a result of these three clauses, and more specifically, the framing of Russia’s actions in these clauses, we see a significant divergence in the positions of Singapore and Laos.

A/RES/73/263, a UNGA resolution adopted five days later, does not include these three articles. Consequently, Laos and Singapore abstained. In A/RES/74/17 we witness the divergence once more, as it contains the three articles noted in A/RES/73/194. A/RES/74/17 was passed in 2019, a year after A/RES/73/194. By then the two nations had begun disengaging forces in Zolote and Petrovske (in Eastern Ukraine) and conducted Normandy Format Meetings – an informal meeting between French, German, Russian and Ukrainian diplomats.

Even so, the positions of Singapore and Laos remained unchanged as reflected by their voting pattern. Whenever UNGA resolutions discuss Russia’s actions as a violation of Ukrainian territorial integrity, note that Russia’s actions are unjustified (and therefore contravene international law), and classify Russia as an occupying power which should withdraw from Ukrainian territory, Laos votes against it while Singapore votes in favor.

This pattern between Singapore and Laos shows the latter’s disregard for the gravity of Russia’s actions. Moreover, it also explains why ASEAN foreign minister meetings did not classify Russia as an “occupying power” in violation of Ukraine’s territorial integrity or even mention Russia in any statements.

Laos’ position may have a direct correlation with its economic crisis. According to its statistics bureau inflation hit a 22-year high in 2022 which eroded the population’s purchasing power. The nation also struggles to acquire sufficient foreign currency for its imports which has caused fuel shortages. In May 2022, the government stated that it would look for cheaper fuel sources instead of relying solely on China, Thailand, Vietnam and other nearby nations. Russian gas, meanwhile, is 70% cheaper than other international suppliers which will most likely draw Laos towards Moscow. Laos’ economic dependence on China might also induce it to welcome stronger ties with Russia; thereby diversifying its foreign relations and enhancing its strategic position through “mutual checks and balances among its partners.” At the outbreak of hostilities between Ukraine and Russia, Laos’ Foreign Ministry only stated that it will follow the “evolving, complex and sensitive” situation in the region and called upon all parties to “exercise utmost restraint.” Vientiane also conducted joint bilateral military drills with Moscow as recently as November 2022.

Accordingly, the fact that ASEAN members cannot agree on who violated international law in the Ukraine conflict casts doubt on the organization’s commitment to a “rules-based” international order. Moreover, if members cannot agree on violations taking place in Eastern Europe, thousands of miles from Southeast Asia, its inability to deal with contentious issues closer to home should be expected.

Conclusion

This is a problem because ASEAN Centrality presupposes unity. If ASEAN hopes to be at the center of the region’s security and economic architecture, the organization must not only adopt a proactive role on regional issues, but also maintain unity and a sense of cohesion on framing regional and global issues. That ASEAN members cannot adopt a common position on a conflict in Eastern Europe casts doubt on its ability to guarantee centrality. The absence of “ASEAN Centrality” could also further enable the establishment of new minilateral initiatives such as the Quadrilateral Security Dialogue and AUKUS to exert a greater role in shaping security developments in Southeast Asia and the wider Indian Ocean region.

A first step to greater unity would be enhancing cooperation among ASEAN states. Wealthier ASEAN countries should seek to help those, like Laos, in a more precarious financial position reduce its dependence on external actors such as Russia.. Given Laos’ financial position other ASEAN nations should provide economic assistance to Vientiane and thereby reduce its dependence on external actors such as Russia. Regular bilateral meetings alone are insufficient to promote unity—one nation’s difficulties must be viewed as the entire region’s problem. If the ASEAN nations perceived challenges from this perspective the probability that disunity persists on international issues such as the Ukraine-Russia conflict would decline significantly.

Shakthi De Silva ([email protected]) serves as a Visiting Lecturer in International Relations for tertiary-level institutes in Sri Lanka. His most recent publications include a chapter on the securitization policies adopted by Gulf States and South Asia in the book ‘Regional Security in South Asia and the Gulf’ (2023) published by the Taylor and Francis Group (Routledge).

PacNet commentaries and responses represent the views of the respective authors. Alternative viewpoints are always welcomed and encouraged.

Photo: ASEAN Summit 2023 May 10, 2023 in Indonesia by CNN Philippines Staff/Southeast Asia News today/Sekretariat Presiden YouTube.  

Issues & Insights Vol. 23, CR1 – South China Sea, East China Sea, and the Emerging US-Japan-Philippines Trilateral

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Executive Summary

The U.S.-Japan-Philippines Trilateral Maritime Security Dialogue conducted in December 2022 confirmed that there is very little difference in threat perceptions regarding the East and South China Seas. The three countries view China’s increasingly assertive claims to the territories and maritime zones in the two bodies of water as antithetical to their shared vision of a free, open, and rules-based Indo-Pacific. China’s rapid military expansion, including unprecedented nuclear weapons and missile buildup, reinforces the urgency of the threat. Japanese and Philippine interlocutors worry that as China approaches nuclear parity with the United States, the region’s strategic environment will worsen. American participants emphasized greater and tangible demonstration of alliance commitments and agreed that some risk-taking is required to push back against Chinese coercion. There was a consensus about the challenge of addressing Beijing’s gray zone activities that have so far succeeded in seizing territories and maritime areas in the South China Sea and establishing regular intrusions into Japanese waters in the East China Sea. Participants struggled to find a strategy to blunt China’s salami-slicing tactics while avoiding escalation and armed conflict.

Key Findings & Recommendations

The geographic locations of the Philippines and Japan make them frontline allies in addressing maritime security challenges brought about by an increasingly assertive China. Long term, Chinese coercion is expected to worsen  as  it  commissions  new  vessels,  deploys sophisticated missile systems, and approaches nuclear parity with the United States. The three countries should be willing to take some risks to prevent China’s coercion from succeeding. The alliances need to be reinforced through more explicit demonstration of commitments. Discussion between these countries on the strategic implications of Beijing’s rapid nuclear and missile buildup should commence. The dialogue emphasized these findings, among other takeaways.

Finding: One function of Beijing’s gray zone operations is to test the resolve of other claimants and the United States, hoping they prioritize de-escalation to avoid armed conflict and eventually back down. During a “gray zone” crisis, prioritizing de-escalation when China escalates will likely result in fait accompli, with Beijing gaining more maritime spaces and territories.

  • Recommendation: The United States, Japan, and the Philippines should be willing to take some risks (for example, by conducting operations to get past a blockade instead of abandoning the mission) to prevent China’s coercion from succeeding.

Finding: Chinese gray zone coercion in the South China Sea follows a pattern. Militia vessels first establish a presence in another country’s exclusive economic zone (EEZ), inside the nine-dash line. Since they pose as fishing vessels, they force other claimants to consider two difficult options: either conduct law enforcement operations against the vessels, risking tension with China or simply monitor and record. CCG vessels and occasionally PLA Navy vessels anchor close by to deter other claimants from taking action.

  • Recommendation: Operationally, the United States and its allies should consider abandoning the concept of gray zone and instead draw a clear line between benign peaceful activities and non-peaceful activities to encompass operations carried out by civilian agents taking orders from military agencies.
  • Recommendation: Instead of identifying China’s actions as being in the gray zone, which leads to confusion about how to respond without risking armed conflict, the United States and its allies should instead match the escalation and turn the tables on China, for instance by reinforcing presence to maintain the status quo, instead of focusing on ways to de-escalate and end the crisis.

Finding: When Washington committed to the Japan- administered Senkaku Islands in 2014 and refused to offer the same to Philippine-administered land features in the South China Sea, the credibility of the U.S.-Philippine alliance significantly decreased, which resulted in more Chinese assertiveness and stronger voices in the Philippines calling for an accommodation of Chinese security preferences.

  • Recommendation: The United States needs to become more willing to commit explicitly to existing defense treaties during crises to increase deterrence while also compelling China to reverse course.

Finding: There are legal constraints to Japan’s response to China’s gray zone challenges. For instance, the JCG is legally mandated to conduct law enforcement operations against fishing vessels, and even against militia vessels, as they are not sovereign immune vessels. The JMSDF is in charge of maritime security operations but is only allowed to act when the JCG cannot manage a specific threat and when the defense minister has given an order. The JCG cannot conduct law enforcement operations against CCG vessels, which are sovereign immune vessels. However, the JMSDF also cannot conduct maritime security operations against CCG vessels because they are not considered warships by the Japanese government. Meanwhile, the U.S. military has made clear since April 2019 that it would make no distinction between Chinese Coast Guard and militia boats and PLA Navy ships.

  • Recommendation: The United States and Japan should discuss the roles of JCG, JMSDF, and U.S. Forces Japan during crises to cope with political constraints and mitigate the operational implications of legal gaps.

Finding: Beijing’s unprecedented nuclear weapons build-up is integral to China’s long-term maritime security goals in Southeast Asia. The trajectory of China’s nuclear weapons build-up predicting a stockpile of about 1,500 warheads by 2035 and reaching nuclear parity with (if not nuclear superiority over) the United States, could shape the cost-benefit calculations of U.S. allies and partners.

  • Recommendation: The United States should make investments and not allow China to achieve nuclear superiority while also commencing discussions with Japan on nuclear deterrence and nuclear sharing and with the Philippines on its appetite for a nuclear umbrella in exchange for greater U.S. access to Philippines bases.

Finding: The biggest challenge for Japan and the U.S.- Japan alliance vis-à-vis gray zone coercion in the East China Sea is that CCG vessels are sovereign immune vessels and, therefore, cannot be subjected to ordinary law-enforcement operations. China would see JMSDF conducting maritime security operations against warships as an act of war and could trigger escalation toward armed conflict.

  • Recommendation: Japan should reconsider CCG vessels’ sovereign immunity since intrusion into the Japanese territorial sea to assert territorial jurisdiction is a violation of Japan’s sovereignty. This could mean taking considerable risks by maneuvering to physically challenge the presence of Chinese government vessels inside the Japanese territorial sea or block any resupply mission. Any risk-taking should be fully coordinated with the United States to avoid a mismatch in expectations.

Finding: U.S. and Japanese participants diverged on how they perceived the usual refrain of not taking sides on sovereignty issues that accompany U.S. statements related to territorial disputes in the region. Some Japanese participants view the wording as unnecessary and worry it could give the impression that U.S. commitment is weak.

  • Recommendation: The United States should word statements to highlight the source of tension and Washington’s strong alliance commitments.

Finding: Winning the information war is critical to holding China to account for its assertive behavior.

  • Recommendation: Philippine and Japanese militaries and coast guards should invest in surveillance hardware and facilitate the release of data (including photographs, satellite data, and videos) to the public. Data should be released after an incident in a matter of hours, not days or weeks. Doing so would put Chinese propagandists on the defensive and not dominate the information domain. The United States should assist in providing ISR data and ensuring full maritime domain awareness.

Finding: The United States now has a clear position on maritime claims in the region. In July 2020, Washington explicitly stated that it does not recognize China’s nine- dash line claim, effectively reversing its position on maritime claims. The new U.S. policy on maritime entitlements mirrors the decision of the 2016 Arbitral Tribunal that ruled in favor of the Philippines. This could have implications for the ongoing negotiation for a joint U.S.-Philippine patrol in the South China Sea.

  • Recommendation: The U.S. Coast Guard and Navy should join their Philippine counterparts in patrolling areas identified in the 2016 Arbitral Tribunal as part of Philippine entitlements.

Finding: Funding remains an issue for the modernization of Philippine forces. While the Philippine Navy continues to procure more modern platforms, budget constraints slow the process. Japan has made the PCG the largest in Southeast Asia in terms of the number of surface assets, but PCG vessels lack modern weapon systems necessary for law enforcement. Japan cannot provide weapon systems because of institutional constraints.

  • Recommendation: The United States and Japan should consider a burden sharing-arrangement to help the Philippines safeguard its maritime entitlements in the South China Sea. Japan should continue to provide the platforms, while the United States provides the weapon systems. Also, the United States can focus its foreign military financing on modernizing the Philippine Navy while Japan can focus its resources on helping the civilian maritime agencies in the Philippines, such as the PCG and the Bureau of Marine and Aquatic Resources (BFAR), increasing their presence in the South China Sea, and developing overall capabilities.

About this report

Pacific Forum, with support from the Defense Threat Reduction Agency (DTRA) organized the inaugural Track 2 U.S.-Japan- Philippines Trilateral Maritime Security Dialogue on December 1- 2, 2022. Strategic thinkers from the United States, Japan and the Philippines, including scholars, policy experts, and retired military and government officials, participated in the dialogue. This report contains the general summary of the discussions.

The recommendations contained in this report, unless otherwise specifically noted, were generated by the discussions as interpreted by the Principal Investigators. This is not a consensus document. All participants attended in their private capacity.

The statements made and views expressed in this publication do not necessarily reflect the views of the Pacific Forum, the project sponsors, or the dialogue participants’ respective organizations and affiliations. For questions, please email [email protected].

Click here to download the full report.

Issues & Insights Vol. 22, SR1 – Resilient Alliance: Moving the U.S.-Philippines Security Relations Forward

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About this Volume

Authors of this volume participated in the inaugural U.S.- Philippines Next-Generation Leaders Initiative, sponsored by the U.S. Department of State, through the U.S. Embassy in the Philippines. With backgrounds from academia, public policy, civil society and industry, the cohort brings rich insights on the past, present, and future of the U.S.-Philippines bilateral security relations.

The statements made and views expressed are solely the responsibility of the authors and do not necessarily reflect the views of their respective organizations and affiliations. Pacific Forum’s publications do not necessarily reflect the positions of its staff, donors and sponsors.

Click here to download the full volume.


Table of Contents

1. Buffering: Cybersecurity in the U.S.-Philippine Alliance | Gregory Winger
2. Explaining the Divide: Legislative Positions on the U.S.- Philippine Alliance | Angelica Mangahas
3. Friendship from a Distance: The U.S.-Philippine Alliance and Allied Access in WartimeGraham Jenkins
4. Coast Guard Engagement as an Interim Alternative to Bilateral Maritime Cooperation | Jay Tristan Tarriela
5. Understanding the Role of the United States in the Philippine Disaster Risk Reduction and Management (DRRM) System | Rachelle Anne Miranda
6. Advancing the Philippines-U.S. Alliance for Conflict Resolution in the South China Sea: Policy Options From an Issues Approach | Edcel John Ibarra
7. Onward and Upward: The Philippines-U.S. Security Alliance | Deryk Matthew Baladjay & Florence Principe Gamboa
8. The EDCA and the Philippines’ External Defense Capability Development | Santiago Castillo


Editor’s Note

Balikatan, or shoulder-to-shoulder, the name for the annual U.S.-Philippines military exercises, describes the enduring bond of Filipinos and Americans committed to the ideals of democracy and freedom. This bond has been over a century in the making. Since the United States first occupied the Philippines in 1898, hundreds of thousands of Filipinos have fought and died alongside the U.S. armed forces and helped defeat threats—from Imperial Japan and the Cold War to terrorist movements and violent extremism.

In 1951, then-U.S. President Harry S. Truman described the U.S.-Philippines Mutual Defense Treaty as a “strong step toward security and peace in the Pacific… and a formal expression of something that already exists — the firm relationship of brotherhood that binds our countries together.” Then-Philippine President Elpidio Quirino, in response, described the security pact as “a formal undertaking to assist each other and to stand together in the face of aggression, in the hope that hereafter we may be able to follow undistracted the fruitful pursuits of peace.”

Seven decades since, the bilateral security relationship has evolved considerably. It has faced a number of political changes spanning 12 Philippine presidents and 14 U.S. presidents and has withstood the test of time. Today, the alliance remains indispensable, not just for the peoples of both countries, but also for the broader Indo-Pacific in addressing emerging threats and regional challenges – from irredentist claims and blatant sidestepping of the rule of law in many of the region’s maritime spaces to natural disasters, cyber insecurity, climate change and the lingering threat of pandemics. The alliance has been consequential and will continue to survive and can help address these challenges. But it cannot be taken for granted.

While many American strategic thinkers and policy communities remain largely positive about security engagements with the Philippines, the Filipino public remains mostly ‘detached’ from their country’s foreign affairs. For instance, in Philippine elections, foreign policy and relations with major powers have never figured prominently. This is despite the importance of issues like the South China Sea to the country’s economic well-being. Moreover, there is a need to foster next-generation expertise on the Philippines in the United States. As more next-generation Filipinos and Americans assume positions of leadership in governments, public institutions, civil society organizations, academia, and the private sector, their priorities will begin to dominate discourses on the alliance. It is vital that the next generation is involved in contemporary strategic discourses relevant to U.S.-Philippine security relations and is mutually invested in the growth of their countries’ partnership.

This edited volume is an effort to provide exchange opportunities and a platform for next-generation U.S. and Philippine leaders and experts, so their voices can be heard, and creative thinking is encouraged about this vital alliance.

Gregory Winger premises his chapter with an assertion that, while the applicability of the U.S.-Philippine alliance to an armed attack has been discussed for decades, how the alliance addresses new forms of “aggression like cyberattacks remains undefined.” To fill the gap, Winger’s paper critically examines the place of cybersecurity in the alliance and traces the history of bilateral cybersecurity cooperation from the 1990s. He finds that integration of cybersecurity into alliance cooperation has lagged since 2016 and explains that elite-political discord and strategic divergence in how both governments perceive threats within the digital domain are to blame. Winger argues the different institutional preferences at the national level (i.e., U.S. prioritization of geostrategic competition pursued through military-cyber means versus the Philippines’ preoccupation with cybercrime and securing its cyberinfrastructure) limited the alliance’s role in addressing cybersecurity.

Angelica Mangahas’ chapter discusses the historically divergent attitudes on alliance issues between Malacañang Palace, where U.S. preferences are often embraced, and the Philippine Senate, where security cooperation with Washington is often re-dissected, and how President Rodrigo Duterte overturned this 65-year dynamic. On the former, Mangahas revisited the three common arguments used to explain the divergent attitudes: 1) Philippine senators’ views as a reflection of the national threat perceptions of the period that may not mirror U.S. priorities adopted by the sitting president; 2) the demand for the Philippine president to be pragmatic about security issues and the senators’ tendency to push for idealistic positions on independence; and 3) the impact of U.S. assistance flowing directly to the executive branch of government to the detriment of Congress, which otherwise holds the power the purse. On the latter, Mangahas offers a fourth explanation: electioneering. She argues that senators keen to pursue higher office often “adopt ‘maverick’-type personas on hot-button issues that galvanize public attention.” Hence, these senators tend to adopt positions that are seen as opposing the Palace.

Graham Jenkins’ chapter takes a closer look at the posture of U.S. forces in the Philippines under the existing Enhanced Defense Cooperation Agreement (EDCA) and Visiting Forces Agreement (VFA) and argues that any direct assistance from U.S. military “with sufficient combat power in a short enough timeframe” in the event of a contingency in the South China Sea will be a challenge. Jenkins analyzes three different access regimes (low/medium/high, in terms of relative permissiveness) to determine their operational feasibility and effectiveness should there be a need for U.S. military action to defend the Philippines in the South China Sea. The paper offers insights into “the ideal U.S. force posture that effectively defends the Philippines” against a maritime invasion and “the investments that Manila should prioritize to better defend itself.”

Jay Tristan Tarriela’s chapter argues that coast guard cooperation between the Philippines and the United States can serve as an interim approach to sustain bilateral maritime security cooperation in times when domestic political attitudes are not favorable to close alliance engagements. Tarriela’s arguments stem from his analysis of coast guard functions and how the Philippines and other regional states regard white hulls vis-à-vis their national security priorities. The chapter also posits that if domestic political conditions become favorable again to military-to-military engagement, coast guard engagement can complement and amplify naval initiatives. “In essence, coast guard cooperation between the Philippines and the United States can complement (vice substitute) future military engagements between the two allies.”

Rachel Anne Miranda’s chapter focuses on the significant role the U.S.-Philippine alliance has played in disaster risk reduction and management (DRRM) in the Philippines. Miranda surveys the U.S. military’s contributions to the Philippines’ acquisition of logistics capacity for both security and disaster response operations, which, in turn, addresses the challenges posed by the intense impacts of disasters on vulnerable communities. Miranda underscores that U.S. assistance encompasses DRRM beyond mere disaster response operations, providing important insights into the disaster, human security, and conflict nexus.

Edcel John Ibarra’s chapter challenges the notion that the Philippines-U.S. alliance is detrimental to resolving the South China Sea disputes because the United States is external to the conflict. Using the ‘issues approach to international relations, ’ Ibarra examines the specific component issues of the South China Sea disputes and identifies the direct parties involved and types of conflict resolution implied in each issue. He argues that the United States is a “direct party on the issues of settling the extent to which coastal states may regulate the activities of user states and managing the risk of miscalculation associated with military operations in the South China Sea.” For Ibarra, this opens opportunities for cooperation between Manila and Washington on actual conflict resolution, conflict prevention, and conflict management.

The chapter co-authored by Deryk Matthew Baladjay and Florence Principe Gamboa explores the U.S.- Philippines alliance in three critical respects. First, it explains why the alliance is important and why it will continue to benefit the two countries. Second, it presents an analytical framework originally conceptualized by Victor Cha to show the Philippines’ disposition toward its alliance with Washington, which explains why countries like the Philippines link and delink or hedge against major powers. Finally, it explores what the Philippines and the U.S. can do moving forward. Baladjay and Gamboa argue that, while hedging has been beneficial for the Philippines in dealing with geopolitical uncertainties, the time has come for Manila to decide “whether or not it wants to be a shaper in international relations.”

The final chapter by Santiago Castillo examines how the EDCA can further improve the Armed Forces of the Philippines’ (AFP) external defense capabilities and improve the defense ties of the two allies. Santiago argues that a particular area where the EDCA can advance U.S.-Philippine military partnership is improving the AFP’s ability to protect the country from external military threats and adapt or effectively respond to a dynamic geopolitical environment.

Authors of this volume participated in the inaugural U.S.-Philippine Alliance Next-Generation Leaders Initiative, sponsored by the U.S. Department of State, through the U.S. Embassy Manila. With backgrounds from academia, public policy, civil society, and industry, the cohort brings rich insights on the past, present, and future of the U.S.-Philippines bilateral security relationship.


About the Authors

Gregory Winger is an Assistant Professor of Political Science and Fellow with the Center for Cyber Strategy and Policy at the University of Cincinnati. He is also a former Fulbright Scholar to the Philippines and Fellow with the National Asia Research Program.

Gica Mangahas is a PhD candidate at the Johns Hopkins University School for Advanced International Studies. She received her MA in Security Studies from Georgetown University. She previously worked as an analyst and researcher for the Stratbase – Albert Del Rosario Institute in Manila.

Graham W. Jenkins is a senior principal analyst with the Strategic Assessment unit in Northrop Grumman’s Aeronautics Sector. He is responsible for strategic analysis, operations research, and long-range planning affecting the development of advanced technologies and aircraft design across a wide range of scenarios and capabilities. His background lies in international security and defense, nuclear weapons, and wargaming and red-teaming. Graham previously worked as an intelligence analyst focused on East Asia and influence operations as a contractor for the Office of the Under Secretary of Defense for Intelligence. He has also worked as a consultant at EY, strategic analyst at the Scitor Corporation, and a research assistant at the Institute for Defense Analyses, focusing on risk management, nuclear policy, and wargame design. Graham is a Pacific Forum Young Leader and adjunct fellow with the American Security Project; he was previously an Energy Security Fellow with Securing America’s Future Energy, a Penn Kemble Fellow at the National Endowment for Democracy, and a Nuclear Scholar with the CSIS Project on Nuclear Issues. Graham holds an MSc in Theory and History of International Relations from the London School of Economics and a BA in history and international affairs from Sarah Lawrence College.

Jay Tristan Tarriela is a commissioned officer of the Philippine Coast Guard with the rank of Commander. He is the Director of PCG’s Leadership and Doctrine Development Center. He obtained his Ph.D. in Policy Analysis from the National Graduate Institute for Policy Studies (GRIPS) in Tokyo under the GRIPS Global Governance (G-cube) Program. At GRIPS, he was a Japan International Cooperation Agency (JICA) ASEAN Public Policy Leadership Scholar. Previously, he was assigned at the PCG national headquarters in Manila and performed numerous functions in different capacities, including maritime security capability development and organizational restructuring reforms. He also acted as the personal adviser to the PCG Commandant on human resource management, particularly on recruitment plans, career management, and personnel specialization. He attended numerous military and coast guard training, locally and abroad. He holds a graduate degree from the Philippine Merchant Marine Academy Graduate School and a Master of Policy Studies from GRIPS and the Japan Coast Guard Academy, where he was part of the inaugural class of the Maritime Safety and Security Program launched jointly by both institutions in 2016. He is also a Young Leader with Pacific Forum, Honolulu. Further, he has written opinion-editorial articles published by The Diplomat, The National Interest, Analyzing War, and other leading publications.

Rachelle Anne Miranda is a disaster risk reduction (DRR) practitioner and has devoted her professional life as a public servant in the Office of Civil Defense. She is currently assigned as a Training Specialist- building capacities in civil defense and DRR in the Philippines, and concurrently, the Deputy Spokesperson of OCD and the National Disaster Risk Reduction and Management Council. Rachelle holds a master’s degree in Disaster Risk and Resilience from Ateneo De Manila University and currently, a master’s candidate in Master in Public Administration Major in Health Emergency and Disaster Management at Bicol University. Her research specialization and interests are in Incident Command System, risk communication, DRR localization, disaster statistics, and international and local humanitarian work.

Edcel John A. Ibarra is Foreign Affairs Research Specialist at the Philippine Foreign Service Institute working on territorial and maritime security concerns. He is pursuing a master’s degree in international studies at the Department of Political Science, University of the Philippines Diliman. He received a bachelor’s degree in political science, magna cum laude, from the same university in 2015.

Deryk Matthew N. Baladjay is a member of the Pacific Forum’s Young Leaders Program. He is also Research Manager at Amador Research Services and an Assistant Editor at the Philippine Strategic Forum, based in Manila.

Florence Principe Gamboa is a non-resident Vasey Fellow at the Pacific Forum. She is also Senior Research Associate at Amador Research Services and Managing Editor at the Philippine Strategic Forum, based in Manila.

Santiago Juditho Emmanuel L. Castillo has an MA degree in International Studies major in Asian Studies from De La Salle University and a BA degree in Philosophy from San Beda University. The focus of his graduate studies is on Japan’s defense/security policies and strategies in light of the changing security situation in the Asia-Pacific. He is also interested in military capability developments and defense diplomacy. He currently works as a Research-Analyst and Executive Assistant for the Philippine government for the past three years. His research specialization and interests are warfare and strategic studies, traditional geopolitical security issues, military technologies, as well as foreign and defense policies of Japan and Russia.


About the Editors

Jeffrey Ordaniel is non-resident Adjunct Fellow and Director for Maritime Security at the Pacific Forum. Concurrently, he is also Associate Professor of International Security Studies at Tokyo International University (TIU) in Japan. He holds a Ph.D. in International Relations and specializes in the study of offshore territorial and maritime entitlement disputes in Asia. His teaching and research revolve around maritime security and ocean governance, ASEAN regionalism, and broadly, U.S. alliances and engagements in the Indo-Pacific. From 2016 to 2019, he was based in Honolulu and was the holder of the endowed Admiral Joe Vasey Fellowship at the Pacific Forum. Since 2019, Dr. Ordaniel has been convening the Indo-Pacific Maritime Security Expert Working Group, an informal network of select experts and scholars from Japan, Southeast Asia, Australia and North America, with the aim of generating sound, pragmatic and actionable policy prescriptions for the region. His current research on maritime security in Asia is funded by the Japan Society for the Promotion of Science (JSPS), 2020-2022.

Carl Baker is senior adviser at Pacific Forum in Honolulu, Hawaii. Previousy, Mr. Baker served as the Forum’s Executive Director and as coeditor of Comparative Connections. He is a member of the Council for Security Cooperation in the Asia-Pacific (CSCAP) and engaged in promoting security cooperation in the Asia-Pacific region as a participant in several CSCAP Study Groups. Current focus areas include preventive diplomacy, multilateral security architecture, nonproliferation of weapons of mass destruction, and nuclear security. Previously, he was on the faculty at the Asia-Pacific Center for Security Studies and an adjunct professor at Hawaii Pacific University. Publications include articles and book chapters on U.S. alliances and political developments in South Korea and the Philippines. A retired U.S. Air Force officer, he has extensive experience in Korea, having served as an international political-military affairs officer for the UN Military Armistice Commission and as a political and economic intelligence analyst for U.S. Forces Korea. He has also lived for extended periods and served in a variety of military staff assignments in Japan, the Philippines, and Guam.


Photo: A ceremony at the Manila American Cemetery and Memorial in honor of service members who perished in the line of duty, November 11, 2018. Source: U.S. Embassy Manila Facebook Page

Buffering: Cybersecurity in the U.S.-Philippine Alliance

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Issues & Insights Vol. 22, SR1, pp. 1-8

Abstract

This study examines the integration of cybersecurity within the U.S.-Philippine alliance. Technological change poses distinct challenges to international alliances by presenting new security threats and vulnerabilities that alliances must adapt to address. Using a process-tracing approach, this article investigates the evolution of cybersecurity within the U.S.- Philippine alliance and whether existing defense arrangements have been effectively leveraged to meet the challenges of a cyber insecure world. It finds that despite initial momentum toward integrating cybersecurity within the alliance, cyber cooperation has largely stalled since 2016. Although the elections of Rodrigo Duterte and Donald Trump contributed to this malaise, the stagnation also reflects a larger strategic divergence in how Washington and Manila approach the digital domain. This contrasts sharply with other alliances like NATO and must be addressed to sustain alliance activities in cyberspace.

Click here to download the full volume.


About this Volume

Authors of this volume participated in the inaugural U.S.- Philippines Next-Generation Leaders Initiative, sponsored by the U.S. Department of State, through the U.S. Embassy in the Philippines. With backgrounds from academia, public policy, civil society and industry, the cohort brings rich insights on the past, present, and future of the U.S.-Philippines bilateral security relations.

The statements made and views expressed are solely the responsibility of the authors and do not necessarily reflect the views of their respective organizations and affiliations. Pacific Forum’s publications do not necessarily reflect the positions of its staff, donors and sponsors.


Gregory Winger is an Assistant Professor of Political Science and Fellow with the Center for Cyber Strategy and Policy at the University of Cincinnati. He is also a former Fulbright Scholar to the Philippines and Fellow with the National Asia Research Program.


Photo: Philippine Army-United States Army Pacific during the Cyber Security Subject Matter Expert Exchange (SMEE) in Manila, May 14 to 18, 2018. Source: Philippine Army/Public domain