Collective deterrence and the prospect of major conflict

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Download the full publication here.

The US-Australia Indo-Pacific Deterrence Dialogue, which convened more than 40 American and Australian practitioners and experts, recently yielded a comprehensive report. Co-authored by David Santoro, President of Pacific Forum, in collaboration with the US Studies Centre (USSC) National Resilience Foundation’s Ashley Townshend and Toby Warden, the latest report offers valuable insights into how quickly Washington & Canberra are embracing a collective deterrence approach. This dialogue focused on generating practical insights and recommendations for the US-Australia alliance’s strategy, covering aspects such as collective deterrence, force posture integration, extended nuclear deterrence, and strategic interaction with China.

The following text is excerpted from our partner’s website, where you can read the full report that we collaborated on. 

 

Foreword

Amid rising concern about the United States’ ability to deter Chinese aggression and uphold a stable balance of power in the Indo-Pacific, Washington and Canberra are working to accelerate a strategy of collective deterrence. At its core, this strategy requires a major transformation in the character and purpose of the US-Australia alliance — one that will see Australia play an increasingly central role in bolstering the United States’ forward military presence and, if necessary, supporting high-end US military operations.

This bilateral agenda forms part of a wider regional push to modernise and network US alliances and partnerships as a deterrent vis-à-vis China. Yet, the scale and pace of change in the US-Australia alliance sets it apart from parallel efforts by Canberra and Washington with security partners such as Japan, South Korea, the Philippines and India. This is a relatively new development.

Just five years ago, the bilateral policy conversation on collective deterrence and defence was embryonic, particularly in Australia where thinking about deterrence and major conflict had steadily atrophied since the end of the Cold War. Despite the 2018 US National Defense Strategy’s refocus on China, significant disagreement continued in the US national security establishment over the extent to which Washington needed to rely more heavily on its allies to fulfil key deterrence and war-fighting roles in the Indo-Pacific; and there was no consensus in Canberra around reorienting Australia’s defence policy and alliance settings to pursue a strategy of collective deterrence.

 
Strengthening independent and collective efforts to deter Chinese aggression is now the organising principle of strategic policy in both Canberra and Washington.

In the past few years, however, alarm over China’s fast-growing military heft and coercive efforts to remake the Indo-Pacific order in its image has set the US-Australia alliance on an unprecedented trajectory. Strengthening independent and collective efforts to deter Chinese aggression is now the organising principle of strategic policy in both Canberra and Washington. Developments since mid-2022 illustrate just how quickly Washington and Canberra are embracing a collective deterrence approach.

The Biden administration’s 2022 National Defense Strategy depicts allies and partners as “the center of gravity” in US strategy, vowing to “incorporate [them] at every stage of defence planning.” The 2022 US Nuclear Posture Review mentions Australia for the very first time in the context of a need to “leverage ally and partner non-nuclear capabilities that can support the nuclear deterrence mission.”

Meanwhile, the Albanese government’s 2023 Defence Strategic Review puts “collective security” at the heart of Australia’s regional defence strategy and calls for greater focus on “deterrence by denial” in Australia’s immediate region. Australian, British and American leaders unveiled the optimal pathway for the AUKUS submarine partnership in March 2023, which included an ambitious combined forces construct, Submarine Rotational Forces-West, that will see attack submarines from all three countries operate from HMAS Stirling in Western Australia. Crucially, the Albanese government also formalised a new suite of bilateral force posture initiatives that will pave the way for larger numbers of US forces to be deployed to Australia as a regional hub for operations, logistics and maintenance.

 
Developments since mid-2022 illustrate just how quickly Washington and Canberra are embracing a collective deterrence approach.

There is nonetheless still a lot to do to prepare the alliance for a strategy of collective deterrence. Though Canberra and Washington have closely aligned national strategies, they have yet to develop the institutions, processes and alliance management mechanisms that characterize tightly integrated alliances like NATO or the US-Japan and US-South Korea alliances. Nor have the two countries sufficiently addressed how they will navigate the thorny requirements and risks of greater strategic and operational integration, such as escalation management, rules of engagement, the growing integration between conventional and nuclear forces, and the delineation of alliance roles and missions.

Faced with a great power threat that Canberra and Washington have concluded will leave them with no strategic warning time ahead of a major conflict, these alliance challenges must be prioritised today. To advance policy debate on these critical issues, the United States Studies Centre and Pacific Forum hosted the fourth Annual Track 1.5 US-Australia Indo-Pacific Deterrence Dialogue in Washington in June 2023. As in past years, the dialogue convened over 40 American and Australian practitioners and experts from a range of government and research organisations for a frank conversation held under the Chatham House rule.

This year’s theme was “Collective deterrence and the prospect of major conflict,” with a focus on generating practical insights on, and recommendations for, the alliance’s approach to collective deterrence, force posture integration, extended nuclear deterrence and strategic interaction with China. Both institutions would like to thank the Australian Department of Defence Strategic Policy Grants Program and US grant-making foundations for their generous support of this activity.

This outcomes report reflects the authors’ account of the dialogue’s proceedings. It does not necessarily represent their personal views or the views of their home organisations. It seeks to capture the key themes, perspectives and debates from the discussions; it does not purport to offer a comprehensive record.

Nothing in the following pages represents the views of the Australian Department of Defence, the US Department of Defense or any of the officials or organisations that took part in the dialogue. We hope you find this a constructive summary of some of the most pressing deterrence and defence challenges facing the US-Australia alliance.

 

About the Authors

David Santoro Co-Chair, US-Australia Indo-Pacific Deterrence Dialogue President and CEO, Pacific Forum

Ashley Townshend Co-Chair, US-Australia Indo-Pacific Deterrence Dialogue Non-Resident Senior Fellow, United States Studies Centre Senior Fellow, Carnegie Endowment for International Peace

Issues & Insights Vol. 23, SR5 – ROK-US Alliance: Linchpin for a Free and Open Indo-Pacific

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Introduction

The US-ROK alliance in 2023 celebrates its 70th anniversary, and in both countries remains broadly popular. Previous doubts that both countries have had about the other’s commitment have largely given way to a sense of shared opportunities, and shared challenges. Not only is there an ever-more belligerent North Korea, with its growing nuclear and missile arsenals, but the People’s Republic of China uses both military and economic means to coerce other countries and Russia has demonstrated a willingness to upend norms, redraw borders, and dare former partners (including Seoul) to risk its ire.

2023년의 한미동맹은 70주년을 맞아 양국에서 널리 사랑받고 있습니다. 양국이 상대방의 약속과 책무에 대해 가졌던 이전의 의구심은 공통의 기회와 도전에 함께 대응하며 사그라 들었습니다. 호전성을 더해가는 북한이 핵과 미사일 무기를 증강시키고 있을 뿐만 아니라 중국은 군사적, 경제적 수단을 모두 사용하여 다른 국가를 압박하고 있으며 러시아는 한국을 포함한 국가들의 반발에도 불구하고 국제 규범을 무시한 채 국경을 다시 그리려는 의지를 보여주었습니다.

This is also an era of the minilateral, as the US seeks to move past its previous hub-and-spokes alliance system in Asia and draw its partners into closer cooperation. South Korea, especially under its current administration, demonstrates increased interest in becoming a regional player, with its recent gestures toward old frenemy Japan representing a key test: historical differences between the US’ two closest partners have prevented a “normal” relationship from emerging despite many similarities in political systems, values, and interests, and Korean public opinion remains skeptical of the Seoul-Tokyo rapprochement. Furthermore, there is always a chance that issues complicating US-ROK relations in the past—conduct by US military personnel in Korea, trade disputes, environmental concerns related to US bases—could resurface.

현재 미국은 아시아에서 이전의 대규모 동맹 시스템을 뒤로하고 우방국을 보다 긴밀한 협력으로 끌어들이려는 소다자주의적(minilateral) 입장을 취하고 있습니다. 한국, 특히 현 정부 하의 한국은 지역 내 핵심 국가가 되는 것에 대해 관심을 높이고 있으며 최근 한국이 애증관계에 있는 일본에 취한 제스처는 다음과 같은 의문을 낳습니다. 미국의 가장 가까운 두 동맹국 간의 역사적 갈등은 양국이 가진 정치 체제, 가치관, 이해관계의 많은 유사점에도 불구하고 양국의 정상적 외교 관계를 가로막았으며 한국 여론은 여전히 ​​한일 화해에 회의적입니다. 또한 주한미군의 비위 문제, 무역분쟁, 주한미군기지와 관련된 환경문제 등 과거 한미관계를 복잡하게 만들었던 문제들이 재부상할 가능성 역시 항상 존재합니다.

All of these issues present challenges for the alliance that will require addressing. In that light, the Pacific Forum, with the generous support of the Korea Foundation, has launched the “ROK-US Next Generation Leaders Initiative” program, bringing together young burgeoning scholars and analysts from both countries to discuss pressing issues in the alliance the way forward. This edited volume contains edited papers on pressing topics—extended deterrence, North Korea, China, Russia, Japan, and much more—by rising scholars we expect to see addressing these issues in the years to come. Their active engagement, we believe, will help the alliance endure another 70 years, will providing for the security and prosperity of both countries.

이러한 모든 문제는 동맹이 앞으로 해결해 나가야 할 과제를 제시합니다. 그런 의미에서 태평양포럼은 한국국제교류재단의 전폭적인 지원을 받아 양국의 젊은 신진 학자와 연구자들을 한 자리에 모아 한미동맹의 시급한 현안을 논의하는 ‘한미차세대지도자 구상’ 프로그램을 출범시켰습니다. 해당 편집된 발행본은 확장 억지력, 북한, 중국, 러시아, 일본 등 시급한 현안에 대해 앞으로 연구해 나갈 신진 학자들의 논문을 담고 있습니다. 우리는 그들의 적극적인 참여가 한미동맹이 향후 70년 더 지속하는데 도움을 줄 것이며 양국의 안보와 번영의 초석을 다질 것이라고 믿습니다.

Rob York

Director for Regional Affairs

Pacific Forum

Click here to download the full report.

You may also view the Korean translation of this volume here.

Table of Contents

Chapter 1: North Korea’s Evolving Nuclear Threat and the US-ROK Extended Deterrence | Chanyang Seo
Chapter 2: The Escalation Risks of Conventional Military Operations against North Korea’s Land-Based Ballistic Missile Forces | Kyungwon Suh
Chapter 3: Indo-Pacific-Focused ROK-US Maritime Exercises: Strengthening Operational Readiness to Safeguard the Indo-Pacific | Jaeeun Ha
Chapter 4: Legitimate Containment: How the ROK-US Reciprocal Defense Procurement can legitimately balance China’s military influence in the South China Sea | Yaechan Lee
Chapter 5: The Five Eyes (FVEY) Intelligence Alliance: Should the Republic of Korea (ROK) be Included as a Permanent Member Under President Yoon Suk Yeol’s Term? | Jung Seob Kim
Chapter 6: The Role of Local Governments Alliances: Improving Military Morale & Readiness of the ROK-US Joint Force | Gyeonga Kang
Chapter 7: South Korea’s Second Sight: Risks and Rewards for the ROK-US Alliance with Russia | Julian Gluck
Chapter 8: ROK and a Hard Place: Improving Republic of Korea and Japan Relations in Support of a Free and Open Indo-Pacific | Chloe Clougher
Chapter 9: A Strengthened US-ROK Partnership to Bolster Resilient Development in the Asia-Pacific Region | Lindsay Horikoshi
Chapter 10: Military Alliances, Environmental Degradation, and Status of Armed Forces Agreements | Kyle Wardwell

About the Authors

Chloe Clougher is the officer in charge of intelligence and strategic debriefing at the 320th Special Tactics Squadron, Kadena Air Base, Japan. She recently completed a deployment in support of Special Operations Command Pacific’s Military Liaison Element at US Embassy, Ulaanbaatar, Mongolia. She received her master’s degree in international relations from the Yenching Academy of Peking University, Beijing, China, and her bachelor’s degree in biology and Mandarin Chinese from The College of the Holy Cross, Worcester, MA. She is also an alumna of the Daniel K. Inouye Asia-Pacific Center for Security Studies. Ms. Clougher is proficient in Chinese and Arabic, and previously lived and studied in China, Taiwan, and Jordan. Her research interests include Chinese politics and foreign policy, intellectual property law in China, environmental NGOs and legislation, economic development in East and Southeast Asia, infrastructure aid in Asia and Oceania, and rising nationalism.

Julian Gluck is a United States Air Force bomber instructor pilot and staff officer who recently served as Aide-de-Camp to the Commander of U.S. Air Forces Korea (Seventh Air Force). He is a 2012 Distinguished Graduate of the United States Air Force Academy and received the 2019 Secretary of the Air Force Leadership Award as the top graduate of Squadron Officer School. Major Gluck is a member of the Program for Emerging Leaders at National Defense University, a Military Fellow at the Project on International Peace and Security at the College of William & Mary, and a Shawn Brimley Next Generation National Security Fellow at the Center for a New American Security. He was named to the Forbes 30 Under 30 class of 2020 as a standout honoree for Law & Policy in North America. Additionally, Major Gluck co-founded Young Professionals in Foreign Policy’s Northeast Asia Security Symposium. His research interests include multilateralism, nuclear deterrence, and the Indo-Pacific.

Jaeeun Ha is a native of Pyeongtaek and attended the Yeungnam University, earning a Bachelors of Arts in Education. She interned at the G9 office of Camp Henry, located in Daegu, Korea, where she developed interest in working in the international community, and later joined the Republic of Korea Navy as an ensign. Ha served as the translator of the training branch of the Republic of Korea Fleet command of Flotilla 5. During this assignment, she was involved with countless multinational exercises, training, and international conferences including Cobra Gold, MCSOF, ADMM-Plus, Proliferation Security Initiative (PSI), Multinational Mine warfare Exercise, Combined/Joint Logistics Over-the-Shore, etc. Ha’s awards include the MND Medal, ROKFLT Commander Medal, MC Commandant Medal and other personal commendations. Ha’s last assignment was the Foreign Area Officer/Translator of the International Cooperation Branch for the Republic of Korea Navy Headquarters, and she is a freelance translator.

Lindsay Horikoshi is currently an Engagement Manager at Camber Collective, a social impact strategy consulting firm, where she leads teams of management consultants on complex strategy, customer insights, and project management engagements. She has over eight years of experience supporting private sector, multilateral, and US government clients, including U.S. Department of State, U.S. Agency for International Development (USAID), and the Defense Health Agency. She has designed, implemented, and evaluated strategy and transformation programs in global health, as well as military and veteran’s health. Prior to joining Camber, she worked as a global health subject matter expert with the United States Agency for International Development (USAID) Office of Inspector General. Lindsay earned an MSc. in Global Health and a BS in International Health from Georgetown University and is a Certified Supply Chain Professional (CSCP). In addition to global health, research interests include international security cooperation with US allies and partners, supply chain and economic resilience, and comparative health systems.

Gyeonga Kang is the Operations Lead for Chinook-47 Performance Based Logistics (PBL) at Boeing Korea LLC. Her main responsibility is to support the day-to-day operations of the in-country team by working as a liaison for the customers (ROK Army and Air Force). She previously worked as a government official Lv. 7 at the Gyeonggi Provincial Government, the biggest provincial government in South Korea. She served as a liaison for USFK, 8A, 2ID, and 7AF to improve community-military relations in the Gyeonggi Province. She received her BA in international relations from the University of Puget Sound. In May 2023, she is starting her master’s program and will be majoring in program management. With her experience and degree, she is hoping to become a program manager for the Boeing Company. In January 2023, her research paper on “the Role of Role of Local Governments in ROK-US Alliance: Improving Military Morale and Readiness of the ROK-US Joint Force” was published by Pacific Forum. In the paper, she discussed the causes of the Rodriguez Live Fire Complex in Gyeonggi-do and offered policy recommendations to contribute to establishing an open and free Indo-Pacific.

Jung Seob “Scott” Kim is a cyber threat intelligence practitioner with five years of experience in intelligence and international affairs. He currently holds an MS and BA in criminal justice with a specialization in cybercrime. He focuses on applying threat intelligence and helps organizations managing threats within the financial sectors. He was selected to the Public-Private Analytic Exchange Program at the U.S. Department of Homeland Security and participated as a member of the European Union Agency for Cybersecurity’s Ad Hoc Working Group on Security Operation Centers. Kim is the co-author of the academic article “Assessing the Practical Cybersecurity Skills Gained Through Criminal Justice Academic Programs to Benefit Security Operations Center” that was published by the Journal of Cybersecurity Education, Research and Practice. He also contributed to the “Increasing Threats of Deepfake Identities” white paper published by the U.S. Department of Homeland Security Office of Intelligence and Analysis. Kim was born in South Korea, speaks fluent Korean, and is a first-generation college graduate.

Yaechan Lee is a Ph.D. candidate in political science at Boston University. He has received a BA in economics from Waseda University and an MA in international relations from Peking University. Based on his experiences in the major economies of the region, Yaechan’s work focuses on a wide range of topics involving the Korean peninsula. His papers have been published in top outlets such as the Pacific Review, where he discusses Korea’s hedging strategy in the East Asian region. He has also written many op-eds in the past in outlets such as The Diplomat” that discuss similar topics on Korea.

Chanyang Seo is a researcher at the Korea Institute for Defense Analyses where she focuses on North Korean nuclear and missile programs. She completed a Master of Arts in Law and Diplomacy (MALD) from The Fletcher School at Tufts University. In her master’s thesis, Chanyang examined North Korea’s nuclear politics for a maximalist unification goal through the ‘Stick and Carrot’ strategy. Previously, she worked as a research intern at the United Nations Institute for Disarmament Research (UNIDIR) in Geneva. She also worked as a research assistant in the International Security Studies program at The Fletcher School. Her research interests lie in inter-Korean relations, US-DPRK relations, North Korean nuclear program, nuclear security and nonproliferation, and regional security in East Asia.

Kyungwon Suh is a Postdoctoral Fellow in Technology and International Security at the UC Institute on Global Conflict and Cooperation and the Lawrence Livermore and Los Alamos National Laboratories. Starting September 2023, he will be a Lecturer at the Australian National University’s Strategic & Defence Studies Centre. He received his PhD in political science from Syracuse University in 2022. His research interests include nuclear weapons, interstate coercion, alliance politics, and great power politics. Born in the Republic of Korea, he earned his BA in political science from Sungkyunkwan University and MA in political science from Yonsei University.

Kyle E. Wardwell is a recent International Relations MA graduate from Yonsei University in Seoul, South Korea. Prior to this position, Kyle received a Chemistry degree from Oklahoma City University and a Biomedical Engineering degree from the University of Oklahoma. After competing for Team USA in the Rio 2016 Paralympics as a guide runner for blind athletes, Kyle worked as a medical research assistant and received a Fulbright Scholarship for two years in South Korea, serving as an instructor, orientation leader, and editor. Kyle’s research interests include cost analysis of trade disruption and the impact of the international military operations and global supply chains on environmental degradation.

PacNet #31 – Time for a shift on the Korean Peninsula

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North Korea conducted another intercontinental ballistic missile test on April 13, the second in less than a month. Unlike previous launches, however, North Korean leader Kim Jong Un presided over what Pyongyang claimed was an ICBM powered by a solid-fueled engine. This would represent another milestone in Pyongyang’s decades-long effort to field an operational missile capability despite being the subject of one of the most stringent UN Security Council sanctions regimes in existence. A reliable North Korean solid-fueled ICBM would be of particular concern to the United States during a war-time contingency—solid-fueled missiles can be assembled rapidly, are easier to conceal compared to liquid-fueled variants, and can be prepared on-site, giving the United States far less time to locate and neutralize them before launch.

As expected, the United States, South Korea, and Japan condemned the latest test. Tokyo, which issued an emergency alert to residents on the island of Hokkaido, requested an emergency UN Security Council meeting. The next day, Washington authorized two separate bilateral military drills with South Korea and Japan, including B-52 bombers and F-35 fighters. The drills were designed to send a message: more missile tests, particularly those with the capacity to reach targets on the continental United States, will result in more defensive measures by Washington and its East Asian allies in response.

Drills beget drills

None of these moves are especially surprising. The Biden administration is spending significant effort this year bolstering the credibility of US extended deterrence to its South Korean and Japanese allies. In January, Defense Secretary Lloyd Austin and South Korean Minister of National Defense Lee Jong-sup engaged in a series of meetings in Seoul, during which Washington pledged to “enhance the implementation of US extended deterrence” through increased deployment of US strategic assets on and near the Korean Peninsula.

This came roughly two weeks after South Korean President Yoon Suk Yeol suggested it may be time for South Korea to build its own nuclear weapons, or at least request the return of US tactical nuclear warheads on South Korean soil. Yoon’s comments got the attention of US defense officials; in the ensuing months, a variety of US strategic combat systems have been rotated to the area.

In February, US and South Korean officials participated in table-top exercises at the Pentagon with a specific focus on responding to a number of scenarios involving North Korean nuclear use. US B-1B Lancers joined exercises with South Korean forces at least four times this year. The USS Nimitz, a nuclear-powered aircraft carrier, docked in the South Korean port city of Busan in late March. In April, Washington and Seoul executed the largest military field exercises in five years. Separate exercises occur as well, including trilateral anti-submarine warfare drills between US, South Korean, and Japanese naval forces. Similar exercises are now ongoing, with Washington, Seoul, and Tokyo regularizing them in the future to improve naval force inter-operability.

This has predictably elicited strong countermeasures from the North Koreans. The “security dilemma”—where “defensive” exercises are perceived by the adversary as a belligerent action—is very much alive on the Korean Peninsula. What Washington, Seoul, and Tokyo view as entirely justifiable, Pyongyang views as aggressive and thus deserving of retaliation.

Can the cycle of escalation be broken?

It is hard to see this cycle ending anytime soon. Ordinarily, such situations would be contained through diplomatic engagement, either between the parties themselves (oftentimes discreetly) or through a trusted intermediary. Unfortunately, there does not appear to be any diplomatic channel on the horizon. The Biden administration has reached out to the Kim regime multiple times to jumpstart a new negotiation after talks failed during the Trump era. But Kim Jong Un rejected the overtures and is unlikely to green-light any serious negotiating effort as long as US policy centers on North Korea’s total and irreversible denuclearization. South Korea, which acted as a facilitator of direct US-North Korea diplomacy during Moon Jae-in’s presidency, is no longer seen by the North Koreans as a credible interlocutor due to President Yoon’s hardline approach toward Pyongyang. (North Korea has even ignored daily military-to-military phone calls from the South for nearly two weeks.)

In an ideal world, China would exploit its considerable financial and political leverage over North Korea to aid Washington in bringing the Kim regime to the negotiating table. Yet, given the terrible state of US-China relations, Beijing has little incentive to help Washington on a foreign policy dispute that has confounded multiple US administrations for decades.

Additional economic pressure is unlikely to bring Kim to the table either. The UN Security Council has been deadlocked on the North Korean nuclear issue since 2017, with the United States and China arguing over who is at fault. Permanent members Russia and China use their veto power to block individual sanctions designations, and the prospect of a new UN Security Council sanctions resolution passing is too low to even theorize about. Beijing and Moscow increasingly see sanctions as worsening the internal food and economic crisis in North Korea and should therefore be loosened or removed. The United States found out the hard way when it tabled a draft resolution in May 2022, only to walk away from the council chamber disappointed after the Russian and Chinese delegations cast a double veto. Even if the North Koreans conducted another nuclear test, there is no guarantee the Security Council could conjure up the unanimity required to issue a statement condemning it. With the UN paralyzed, the Biden administration has relied on unilateral sanctions designations ever since to penalize North Korea for everything from illicit financial practices and fuel smuggling to the development of weapons of mass destruction and human rights abuses. Even so, the North Koreans have proven by necessity to be highly meticulous sanctions evaders.

Washington, therefore, is left with a short list of options. Continuing to strengthen the sanctions regime is the most likely course of action, if only out of bureaucratic habit, yet by definition is highly reactive to North Korean behavior and holds low probability of success. Maintaining the current pace of US military deployments in East Asia will be welcomed by Seoul and Tokyo but also risks prompting more North Korean missile tests and military exercises—up to and including a seventh underground nuclear test. Fostering a detente between the two Koreas is probably a dead-end as long as the Yoon administration’s hard line continues.

The North Korean nuclear issue is a low priority for the Biden administration. The United States is currently content with treading water and waiting for the Kim regime to accept its overtures. Assuming Washington wants to solve or at least contain the problem, the time has come for a major policy shift. The most dramatic shift would be recognition among the United States and its allies that denuclearization is infeasible when North Korea already possesses dozens of nuclear warheads, will likely construct more, and is in the process of diversifying its delivery systems. Avoiding a war through a mixture of deterrence, engagement, and practical diplomacy should now be the paramount US national security objective on the Korean Peninsula, not transforming North Korea into a non-nuclear state. If the United States intends to maintain a consistently high pace of military exercises with South Korea, Washington should establish protocols to minimize confusion and mixed signaling with North Korea.

This will likely require direct communication between US and North Korean military officers and perhaps advanced, mutual notifications about the timing and location of various military and missile exercises to decrease misperceptions. In addition, the United States, in coordination with China, should be willing to exchange basic information on nuclear safety and maintenance with North Korea—that the United States is highly unlikely to recognize North Korea as a legitimate nuclear-armed state does not obviate the need to ensure Pyongyang’s nuclear practices are up to standard. The United States should also stop prefacing US-North Korea engagement on the nuclear issue alone; maintaining a cold peace on the Korean Peninsula involves discussions beyond the nuclear component, including, but not limited to, the disposition of conventional forces on both sides of the 150-mile Demilitarized Zone, de-escalation mechanisms between the two Koreas, and common rules of engagement along disputed boundaries like the Northern Limit Line.

Only when realistic, achievable goals are set can an effective strategy be formulated.

Daniel R. DePetris ([email protected]) is a fellow at Defense Priorities, a foreign policy think tank based in Washington, D.C., a syndicated foreign affairs columnist at the Chicago Tribune and a foreign policy writer for Newsweek.  

PacNet commentaries and responses represent the views of the respective authors. Alternative viewpoints are always welcomed and encouraged.

Photo: North Korea’s leader Kim Jong Un and his daughter, observe a warhead missile launch exercise (20 March 2023, Korean Central News Agency (KCNA)) by KCNA via KNS/AFP.

Issues & Insights Vol. 22, SR8 – Next steps for the US-China strategic nuclear relationship

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About

Conducted with the generous support of the Carnegie Corporation of New York, this study seeks to provide an in-depth analysis of strategic nuclear issues of significance to the bilateral relationship to pinpoint the challenges to, and opportunities for, improving the current state of affairs between Washington and Beijing. The study, in other words, aims to propose an assessment of key issues and, insofar as possible, solutions or mitigation measures to address US-China strategic nuclear problems, including those that are seemingly intractable. It is motivated by the idea that even (or perhaps especially) when stark pessimism dominates, it is essential to be clear about what is in “the realm of the possible” to improve the situation, and to act on it.

Download the full volume here.

Table of Contents

Introduction
David Santoro

Chapter 1 | Intensifying US-China nuclear competition: The evolution of US and Chinese nuclear strategies
David C. Logan

Chapter 2 | Baby steps: Laying the groundwork for US-Chinese arms control and risk reduction
Gerald C. Brown

Chapter 3 | Five scenarios for the P5 process: Opportunities for Beijing and Washington
Heather Williams

Chapter 4 | A bridge too far: US-China cooperation on the Korean Peninsula
Duyeon Kim

Chapter 5 | US-China areas of cooperation: Nonproliferation and nuclear security
Miles A. Pomper and Sanjana Gogna

Issues & Insights Vol. 22, SR4 – Small Modular Reactors: The Next Phase for Nuclear Power in the Indo-Pacific?

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In an effort to understand the rising interest worldwide in so-called “small modular reactors” (SMRs) and their companion “floating nuclear power plants” (FNPPs), the Pacific Forum commissioned three papers on this topic. Written by Victor Nian, the first paper unpacks SMR/FNPP technologies and discusses their applicability in the Indo-Pacific. The second paper, authored by Jor-Shan Choi, examines the safety, security, and safeguards (i.e., the “3S”) considerations associated with SMRs/FNPPs. Finally, penned by Miles Pomper, Ferenc Dalnoki Veress, Dan Zhukov, and Sanjana Gogna, the third paper addresses the potential geopolitical implications of SMR/FNPP deployments in the Indo-Pacific. By looking at these three areas – the technology, the 3S considerations, and geopolitics – the papers seek to provide a comprehensive, albeit preliminary, analysis of the SMR/FNPP question in the Indo-Pacific.

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Table of Contents

Executive Summary
David Santoro & Carl Baker

Chapter 1: Small Modular Reactor Technologies and Floating Nuclear Power Plants in the Indo-Pacific
Victor Nian

Chapter 2: A 3S Analysis of Small Modular Reactors and Floating Nuclear Power Plants
Jor-Shan Choi

Chapter 3: Geopolitics and the Deployment of Small Modular Reactors in South and Southeast Asia
Miles Pomper, Ferenc Dalnoki Veress, Dan Zhukov & Sanjana Gogna

Issues & Insights Vol. 22, SR 3 – South Korea’s Place in the Indo-Pacific: A Research Showcase for Pacific Forum’s Korea Foundation Fellows

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About this Volume

Papers by the Pacific Forum’s current and previous Korea Foundation Fellows examine pressing issues facing the Korean Peninsula in the 21st century. These include the Great Power Competition between the US and China, North Korea and nuclear security, critical new technologies, and energy security. These papers by emerging leaders in the Korean Studies field offer fresh perspectives on Korean security issues – both well-known and emerging – useful for watchers of the peninsula both inside and out of Northeast Asia.

Authors of this volume participated in the Pacific Forum’s Korea Foundation Fellowship program between 2019-2022, with the generous support of the Korea Foundation 

The statements made and views expressed are solely the responsibility of the authors and do not necessarily reflect the views of their respective organizations and affiliations. Pacific Forum’s publications do not necessarily reflect the opinions of its staff, donors and sponsors.

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Table of Contents

  1. Introduction: Fostering Conversations on Emerging and Enduring Security Challenges | Rob York
  2. Choose to Win: Two Scenarios on Future Weapons and their Implications for Korea, the US, and Asian Security | Seongwon Lee
  3. South Korea’s Role Amid US-China Strategic Competition | Su Hyun Lee
  4. Between Rhetoric and Practice: Yoon Suk Yeol’s Choice for South Korea and the Indo-Pacific | Eun A Jo and Jae Chang
  5. South Korean Semiconductors: The Crux of Yoon Suk Yeol’s Long-Term Strategy toward Technological Leadership | Kangkyu Lee
  6. Exploring the Opportunities for Comprehensive Response to Disinformation in the Indo-Pacific: Cases of the Republic of Korea and the United States | Jong-Hwa Ahn
  7. The Politics of Multilateral Energy Cooperation in Northeast Asia: The Implications for South Korea, Japan, and China | Juyoung Kim

About the Authors

Rob York is Program Director for Regional Affairs at Pacific Forum. He is responsible for editing Pacific Forum publications, including the weekly PacNet series, the triannual Comparative Connections journal, and the in-depth Issue & Insights series. Prior to joining Pacific Forum, Rob worked as a production editor at The South China Morning Post in Hong Kong. A PhD candidate in Korean history at the University of Hawaii at Manoa, Rob has established himself as a commentator on inter-Korean and Hong Kong affairs, as a regular contributor to NK News and The Daily NK and having been published at The South China Morning Post, War on the Rocks, the Foundation for Economic Education, Korean Studies, and The Journal of American-East Asian Relations, as well as conducting numerous interviews in various media outlets. His research agenda at Pacific Forum includes trade and its relationship with security, media analysis, countering disinformation, and human rights.

Seongwon Lee is a lecturer at the Graduate School of International Studies at Korea University. Previously, he was a non-resident Korea Foundation fellow at Pacific Forum (2020), deputy director for international cooperation at the Ministry of Unification, and interpretation officer at the Republic of Korea Marine Corps. He earned his BA at Stanford University, MA at University of North Korean Studies, and is currently finalizing his PhD dissertation titled “Future Weapons: An Evolutionary History” at the Graduate School of Future Strategy, Korea Advanced Institute of Science and Technology (KAIST).

Su Hyun Lee is the 2021-22 resident Korea Foundation fellow at Pacific Forum. She holds a BA in East Asian International Studies and MA in International Cooperation both from Yonsei University. 

Eun A Jo is a PhD candidate in the Government Department at Cornell University and an incoming 2022-2023 predoctoral fellow at the Institute for Security and Conflict Studies at George Washington University. She is interested in political narratives, memory, and the domestic politics of international relations, with a focus on East Asia. Her dissertation, “Narrating Enemies in World Politics,” explores how post-conflict states narrate their former enemies and what implications these narratives hold for policies of peace and reconciliation. To this end, she compares the narrative trajectories of postcolonial, postwar, and post-authoritarian Taiwan and South Korea, using an interdisciplinary theoretical framework and a mixed-method research design. A paper from this research, titled “Pasts that Bind,” is forthcoming in International Organization.

Jae Chang is a recent graduate of Cornell University, where he studied Government and China & Asia-Pacific Studies. His primary research interests are Northeast Asian multilateralism and the role of identity politics in international relations. Additionally, he is interested in the impact of South Korean pop culture, especially in Korea’s partnership with Netflix.

Kangkyu Lee is a research fellow with the Humane AI Initiative at the East-West Center. He is also a consultant in Korean and Japanese affairs for Blackpeak. He is an incoming PhD student in International Affairs, Science, and Technology at the Georgia Institute of Technology Sam Nunn School of International Affairs and was formerly (2020-21) a resident Korea Foundation fellow at Pacific Forum where he researched the implications of AI and other frontier technologies on international relations and global security.

Jong-Hwa Ahn is an expert in international security and strategic planning. Recently, he worked for the United Nations on policy planning and is currently a Salzburg Global Seminar Fellow for media and journalism. At Pacific Forum, he was a Korea Foundation Fellow for foreign policy and regional strategy and, as an army officer in the Republic of Korea, he served in the Korean Demilitarized Zone and with the United Nations Mission in South Sudan. He also worked on public diplomacy for the Ministry of Foreign Affairs at the Korea Institute of Sport Science and received his Master’s in International Peace and Security from Korea University.

Juyoung Kim is a non-resident Korea Foundation fellow at Pacific Forum, where her research focused on the politics of multilateral energy cooperation in Northeast Asia. She has nearly five years of policy research experience in several think tanks in South Korea including the Institute of Foreign Affairs and National Security, Future Resources Institute and East Asia Institute and her research interest in natural resource governance, the geopolitics of energy and multilateral energy cooperation has evolved gradually from her work experiences. Juyoung recently defended her PhD thesis on the politics of governing Mozambique’s LNG industry at King’s College London, and she received her MSc in International Relations Theory from the London School of Economics and Political Science.

PacNet #30 – Australia’s election: Quad continuity and climate alignment, with nuclear disagreements

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Sworn-in as Australia’s new prime minister, within hours Anthony Albanese was flying to Japan for the summit of the Quadrilateral Security Dialogue (“Quad”).

An accident of timing—the May 24 summit following Australia’s May 21 election—offered the leader of the Australian Labor Party plenty of flying-start symbolism.

Departing Canberra for Tokyo, Albanese said the “message to the world” was that Australia had a new government that would lift policy on climate change, while emphasizing foreign policy continuity and the value of “friendships and long-time alliances.”

The Quad

Labor’s attitude to the Quad today (version 2.0) differs markedly from its rejection of the first version of the Quad.

Back in 2008, the Rudd Labor government walked away from Quad 1.0 because ties with Japan or India could endanger its relationship with China, as Kevin Rudd argued: “Australia would run the risk of being left high and dry as a result of future foreign policy departures in Tokyo or Delhi.”

Labor has gone from negative to positive about the Quad, reflecting the shift from positive to negative in Australia’s view of China. When Quad 2.0 was created in 2017, Labor matched the Liberal-National Coalition government’s enthusiasm for the reborn grouping.

Albanese, a minister in the government that sank Quad 1.0, told the Tokyo summit that his government’s priorities aligned with the Quad agenda: “I acknowledge all that the Quad has achieved. Standing together for a free, open, and resilient Indo-Pacific region. And working together to tackle the biggest challenges of our time, including climate change and the security of our region. My government is committed to working with your countries and we are committed to the Quad.”

AUKUS

Labor’s policy states that it will aim at “maximi[zing] the potential of the important, bipartisan AUKUS agreement.” The language is a nod to the greatest defence achievement of the outgoing prime minister, Scott Morrison—the deal with the US and UK to build an Australian nuclear-powered submarine.

A Canberra jest is that while China was stunned by AUKUS, the most amazed people were in the US Navy. The US Navy line had always been that Australia should not bother asking for a nuclear sub, because the answer would be an emphatic refusal. As China sparked the rebirth of the Quad, so Beijing helped Washington change its mind about sharing submarine technology.

The Biden administration insisted it would go ahead with AUKUS only if Labor gave it solid backing. But Morrison waited four-and-a-half months before informing Labor. During the campaign, Albanese condemned Morrison for seeking political advantage by telling Labor about AUKUS the day before it was announced.

“It is extraordinary that the prime minister broke that faith and trust with our most important ally by not briefing Australian Labor on these issues,” Albanese said.

Morrison replied that he’d maintained full secrecy and did not want to give Labor the chance to leak details of the negotiations.

Now, Labor’s job is to make AUKUS work.

Changed China

Changes in China, and in Australian views toward China, have done their part to ensure bipartisan continuity on the Quad and AUKUS. A shared Labor-Liberal line throughout the campaign, with a three-word expression, was to blame Beijing for the problems in the bilateral relationship: “China has changed.”

The diplomatic icy age is five years old. China has been doing the trade squeeze on Australia for two years. China’s ministers will not take phone calls from Australian ministers, nor respond to ministerial letters.

As he headed for Tokyo, Albanese commented: “The relationship with China will remain a difficult one. … It is China that has changed, not Australia. And Australia should always stand up for our values. And we will in a government that I lead.”

Beijing could use the new government in Canberra as the opportunity for a reset, linking it to the 50th anniversary of the establishment of diplomatic relations in December. First, though, China must reverse the billions of dollars of thinly disguised political trade bans imposed on Australian exports, or as Labor’s Foreign Minister Penny Wong puts it: “Desist from its coercive economic positions.”

The first step from Beijing was a message of congratulations to Albanese from Premier Li Keqiang saying, “The Chinese side is ready to work with the Australian side to review the past, look into the future and uphold the principle of mutual respect and mutual benefit, so as to promote the sound and steady growth of their comprehensive strategic partnership.”

Australia chooses the United States

A Canberra refrain of earlier decades was that Australia didn’t have to choose between China and the US.

No longer. Australia has chosen because of what China has become.

In the election foreign policy debate at the National Press Club, Wong said the no-choice duality was the way John Howard’s government (1996-2007) could balance the principal strategic relationship with the US and the principal economic relationship with China. That no-choice balance was gone, Wong stated: “Clearly, the way in which economic power is being utilized for strategic purposes means that duality, as a model of engagement, is no longer the case. I would make this point, though—we have actually already chosen. We have an alliance that’s over 70 years old, between us and the US, an alliance with deep bipartisan support. So we have already chosen.”

Wong used Madeleine Albright’s phrase, saying the US remained the “indispensible partner” in the reshaping of the region, while Australia must do much more with partners in Southeast Asia and the South Pacific.

The “we’ve chosen” message from Wong is an echo and an answer to a set of question that nagged at Washington in the first decade of this century: How far would Australia lean towards China?

The Biden administration’s Indo-Pacific coordinator, Kurt Campbell, says Australia’s response to China’s coercion had resolved US doubts about Canberra: “Frankly, if you’d asked me 10 years ago what country was most likely to start thinking about ‘we have to have a different kind of relationship with China and maybe think differently about the United States,’ it might have been Australia. I think that is completely gone now.”

Banning nuclear weapons

Labor has promised to sign and ratify the UN Treaty on the Prohibition of Nuclear Weapons. For Albanese, this is both policy commitment and personal belief. At Labor’s national conference in 2018, Albanese moved the motion to make the treaty party policy.

He recounted how one of his mentors on Labor’s left wing, Tom Uren, had been a prisoner of war on an island close to Nagasaki, and “saw there the second atomic bomb with his own eyes. He came back, having fought for Australia, a fighter for peace and disarmament.”

Albanese said the nuclear ban should be core business for Labor, and is following Labor tradition, campaigning against nuclear weapons while holding tight to the extended deterrence offered by the US alliance, as outlined by the Keating Labor government’s 1994 Defence White Paper:

“The Government does not accept nuclear deterrence as a permanent condition. It is an interim measure until a total ban on nuclear weapons, accompanied by substantial verification provisions, can be achieved. In this interim period, although it is hard to envisage the circumstances in which Australia could be threatened by nuclear weapons, we cannot rule out that possibility. We will continue to rely on the extended deterrence of the US nuclear capability to deter any nuclear threat or attack on Australia. Consequently, we will continue to support the maintenance by the United States of a nuclear capability adequate to ensure that it can deter nuclear threats against allies like Australia.”

In his talks with US President Joe Biden, Albanese can promise that a Labor government will be much closer to the US position on climate change than the previous Liberal-National coalition government.

Instead, the new difference between the two allies will be over nuclear weapon­s.­

Bridging this difference looks an impossible quest. Managing it will involve Australia talking more openly about the extended deterrence bargain. Such a debate will build on what has been a long discussion of Australia’s calculations and commitments in hosting the key US signals intelligence base at Pine Gap.

In adopting the UN treaty, the Albanese government will draw on the alliance approaches used in earlier eras to deal with the United States’ neither-conform-nor-deny nuclear policy; the creation of the South Pacific Nuclear Free Zone treaty; and the lessons Canberra took when New Zealand crashed out of ANZUS alliance 36 years ago because of its anti-nuclear policy.

The 70-year history of the alliance gives plenty of guidance on using broad agreement to balance individual policy differences.

Graeme Dobell ([email protected]) is Journalist Fellow at the Australian Strategic Policy Institute. He has been reporting on Australian and international politics, foreign affairs and defense, and the Asia-Pacific since 1975.

PacNet commentaries and responses represent the views of the respective authors. Alternative viewpoints are always welcomed and encouraged.

PacNet #29 – Hints of a new North Korea nuclear strategy

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An earlier version of this article appeared in The Japan Times.

For more from this author, visit his recent chapter of Comparative Connections.

Make no mistake: North Korea leader Kim Jong Un truly believes he needs nuclear weapons.

For years, that need reflected a single objective: the protection and maintenance of his regime. A nuclear arsenal was a defensive tool—a deterrent—to ensure that no foreign power would attack his country and end the Cold War division of the Korean Peninsula. Kim’s rationale for possessing nuclear weapons seems to be shifting and his rhetoric and accompanying military developments indicate a new focus—the acquisition of a war-fighting capability.

In the May 9 Japan Times, Gabriel Dominguez argued that North Korea wants nuclear weapons to “offset its weaknesses against the superior conventional military capabilities of the United States and regional allies Japan and South Korea.” I’m inclined to a more ominous explanation. Kim wants nuclear weapons for coercion. It looks as though Kim has resurrected his grandfather’s dream of unifying the whole of Korea under Pyongyang’s flag—and nuclear weapons will assist him in that quest.

Since they began in 2003, an uncomfortable fact has clouded negotiations to get North Korea to give up its nuclear capability: Pyongyang’s commitment to the development and acquisition of a nuclear weapon is absolute, a requisite for regime survival that cannot be bargained away. For all the talk of complete, verifiable, and irreversible denuclearization or its subsequent variants, that wasn’t a real option.

Negotiations had two unspoken goals for the United States and like-minded governments. First, talks would buy time so pressures would build and force the collapse of North Korea. Second, they would reveal Pyongyang as unreasonable and intransigent and rally other governments behind a policy that would pressure the North to give up its weapons or collapse.

The regime proved more durable—and lucky—than many anticipated. It survived the negotiations and kept the other five parties in the Six Party Talks from uniting against it and forcing it to make concessions. It exploded its first nuclear device in October 2006, while the talks continued and has conducted five tests since—the last in September 2017. There are reports that a seventh test may occur sometime soon, perhaps in days.

Equally important has been Pyongyang’s determination to hone its delivery systems. It has steadily developed its missiles, lengthening their range, increasing throw weight, and improving mobility, which requires greater accuracy in targeting. Most recently, it is thought to be miniaturizing components, allowing it to send more payloads farther.

This year, North Korea has conducted a record 16 missile tests as of mid-May, including the testing of two intercontinental ballistic missiles capable of hitting the US homeland and a guided missile that can reportedly deliver a tactical nuclear weapon. A May 7 test-launch featured a submarine-launched ballistic missile; such missiles are harder to detect, and better-suited to a surprise attack.

The focus on smaller nuclear weapons is particularly worrisome, because it suggests that Kim now thinks he can fight a war with a tactical nuclear weapon.

Andrei Lankov, a Russian expert on the North who teaches at Kookmin University in Seoul, has been sounding the alarm. He told the Financial Times that North Korea’s strategy has changed. A program that was initially “purely defensive”—a product of fears that “without nuclear weapons they would be invaded”—is now “clearly overkill from a defensive point of view.” The new capabilities make Lankov “strongly suspect that their ultimate dream is to assert their control over South Korea.”

That was his grandfather’s dream, one that he tried to make real in 1950 with a bloody, ill-fated invasion of the South. Later, Kim Il Sung appears to have accepted co-existence with South Korea after the Cold War, although we’ll never know his actual intent in agreeing to a nuclear deal with Jimmy Carter, a proxy for President Bill Clinton, in 1994. Kim Il Sung died soon after. I’m inclined to believe that his son, Kim Jong Il, knew that reunification was impossible given the balance of forces he inherited and the appalling shape of his country.

Recent statements by Kim Jong Un and other senior officials suggest those grand ambitions have been revived. Kim last month spoke of a “secondary mission” for the country’s nuclear forces, adding that “our nuclear (arsenal) cannot be tied to this one mission of war prevention.”

Gibum Kim, a researcher at the Korea Institute for Defense Analyses, a government-funded think tank, emailed that development of nonstrategic, low-yield nuclear weapons is consistent with statements from Kim and other officials “that they are working toward ‘diversification,’ ‘miniaturization,’ and ‘lightening.’” He also said that ambition is much longer lived, pointing to a 2016 order of Kim’s to the North Korean military to “convert (their) mode of military counteraction toward the enemies into a pre-emptive attack one in every aspect.”

Paul Choi, a military expert in Seoul, agrees with Gibum and Lankov. “North Korea’s advancing military capabilities and changing nuclear doctrine reflect Kim’s pursuit of a more coercive strategy and posture,” he explained in an email. Pyongyang “seeks to control escalation, if not dictate the terms of conflict (including its termination), and be the dominant force (the product of capabilities, commitment, and threshold of risk).” Especially worrying is Choi’s assessment that tactical nuclear weapons are aimed at being able to prevail in a fight that may include territorial expansion.

External developments have no doubt reinforced Pyongyang’s thinking. Western governments’ concern about Russian nuclear escalation to break the stalemate in Ukraine makes the North Korean pulse quicken. Western restraint and refusal to put boots on the ground as it supports Kyiv seems to underscore the deterrent effect of nuclear threats. But, Choi cautioned, North Korea is also learning “about the formidable challenge of controlling any territory with a resisting population.”

A second external development is the return to power of a conservative president in Seoul. New President Yoon Suk-yeol has promised to prioritize the alliance with the US over inter-Korean relations, which will deprive Pyongyang of a vocal advocate in otherwise skeptical capitals.

A senior member of the presidential transition committee, who worked on foreign affairs and national security, agreed that Kim Jong Un shares his grandfather’s dream of unifying the Peninsula under the North. “Diplomacy and negotiation for denuclearization have always been tools to earn more time and political space to continuously develop nuclear weapons,” the committee member says. “For Pyongyang, military threat is leverage to force the US and the ROK to accept nuclear arms reduction negotiations, a peace treaty, withdrawal of (US forces in Korea) and eventually a socialized Korean peninsula.”

Note, however, that those developments reinforce North Korean thinking. Pyongyang has its own logic and central to that thinking is the necessity of a nuclear capability; recent developments confirm existing beliefs. Or to put it differently, the outside world has limited ability to redirect North Korean policy.

There is no need to hyperventilate, however. Coercion and expansion may be the goals, but they both remain beyond Kim’s grasp. South Korea is not Ukraine. It’s a treaty ally and US commitments, conventional and nuclear, are steadfast. I’ve heard North Korean officials talk about a relationship with the US akin to that of the Soviet Union, which was characterized by nuclear parity. That’s a fantasy. A nuclear threat is not the equivalent of mutually assured destruction.

The North has a long way to go to turn its ambitions into reality. Gibum Kim explained that a test or two (or 16) isn’t enough. North Korea would have to spend lots of money to build the logistical infrastructure for nuclear use and maintenance, train for nuclear use and, “most unimaginable of all,” prepare to delegate authority to field commanders for nuclear use in wartime.

Still, the US, South Korea, and Japan must plan on continued acquisition and sharpening of North Korean nuclear capabilities and prepare to better deter and defend. Yoon has said that he wants to work more closely with Washington and Tokyo to do that, and President Joe Biden is reportedly going to reiterate nuclear assurances to US allies during his trip to the region beginning this week.

The signals must be clear to discourage Kim Jong Un from reviving those dangerous dreams of unification or miscalculating his way into a nuclear conflict.

Brad Glosserman ([email protected]) is deputy director of and visiting professor at the Center for Rule-Making Strategies at Tama University as well as senior adviser (nonresident) at Pacific Forum. He is the author of “Peak Japan: The End of Great Ambitions” (Georgetown University Press, 2019).

PacNet commentaries and responses represent the views of the respective authors. Alternative viewpoints are always welcomed and encouraged.

PacNet #26 – Why South Koreans See Little Difference in Biden’s North Korea Policy

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Does the South Korean public see a difference in the American administrations when it comes to North Korea? Our survey data suggests most do not.

Each US president since Bill Clinton has tried to convince North Korea to end its nuclear weapons program, and each has failed. As such, the extent to which the South Korean public sees a difference across administrations is unclear, although previous data found that the public strongly opposed the Trump administration’s demand of a fivefold increase in payments from South Korea toward hosting US troops in the country.

We conducted a national web survey in South Korea on March 11-16, administered by Macromill Emrbain, using quota sampling for age, gender, and geographic region. We asked 1,107 respondents: “Which US administration do you think had a better North Korea policy?”

A clear majority (57.45%) believe that the Trump and Biden administrations were about the same concerning North Korea policy. This option was selected the most across supporters of the two largest parties, the progressive Democratic Party (DP) and conservative People Power Party (PPP), but also the smaller parties (the social democratic Justice Party (JP) and the center-right People’s Party (PP)), as well as those with no party preference. Across all groups, respondents were slightly more likely to have chosen the Biden administration over the Trump administration as having a “better” policy, even though Biden has not publicly said much about North Korea. There was no additional question as to why this was chosen, but respondents could be evaluating Biden’s leadership style or personality traits, or weighing Trump’s demands for South Korea to pay a substantially higher cost share, rather than responding to specific North Korea policy.

We also asked respondents to evaluate, on a five-point scale (“strongly oppose” to “strongly support”) how they feel about the presence of American military bases in South Korea. We found 55.83% of respondents supported the presence, compared to 10.84% in opposition. Views of the two administrations, broken down by opinions on the US troop presence, reveal the same pattern as before: a majority (or at least plurality) say that the Trump and Biden administrations were about the same. However, we also find that those more supportive of the US presence are more likely to pick one administration as better than the other. Why this is the case is unclear, though it may reflect greater attention to the United States or interest in security matters.

The results of our data reflect increasing ambivalence about North Korea among the South Korean public. As with previous survey research, our survey found that less than 10% of respondents thought about North Korea frequently. While missile tests and worsening relations between Seoul and Pyongyang may reengage the public temporarily, continued engagement remains a challenge.

The results potentially have implications for President-Elect Yoon Suk-yeol. Yoon’s policy proposals center around policy alignment with the United States, improving relations with Japan and Southeast Asia, bolstering defenses, and stricter enforcement of the North Korean Human Rights Act. Our data suggests that Yoon’s approach could encounter resistance domestically. The election of Yoon suggests a public that wants a departure from the engagement policies of Moon. Yet, the general lack of attention by the public to North Korea suggests that the public will only reengage on North Korea in light of a major breakthrough or if a crisis occurs, such as a resumption of nuclear tests or a military skirmish that results in South Korean deaths. If this is the case, and the public attributes such inter-Korean tensions to Yoon’s policy, a reengaged public may be less supportive of Yoon.

It is also currently unclear whether South Koreans understand the Biden administration’s policy and how it differs from his predecessor, suggesting the need for a clearer articulation of a North Korea policy by an administration focused on other areas such as Ukraine, inflation, and pandemic recovery. Rather, the public may assess the Biden administration not on policy differences, but as a return to a more predictable leadership style. With a new administration in Seoul, such positive evaluations may not continue, especially in the event of increased tensions or dramatic deterioration of security conditions on the peninsula.

Furthermore, Yoon has signaled support for pre-emptive strikes on North Korea under certain circumstances (e.g. signs that a North Korean missile launch towards South Korea is imminent), and it is unclear whether this, or other measures departing from how past Seoul administrations have handled Pyongyang, would receive support from the Biden administration. Increased public support for South Korea to procure nuclear weapons themselves may undermine efforts at a unified stance on North Korea. More broadly, a Biden administration unable to present a distinct North Korea policy, other than some middle ground between Obama and Trump, provides an opportunity for North Korea to exploit differences between the allies. This may lead to both inconsistent policies on deterrence as well as frustration in the Yoon administration as to its ability to strengthen ties with Washington, further encouraging Seoul to act independently of its alliance partner. The Biden administration should use this opportunity to signal its commitment to the US-ROK alliance via a coordinated response to North Korea, while the Yoon administration may wish to dampen expectations that the South Korean public will identify much of a change out of Washington.

Timothy S. Rich ([email protected]) is an associate professor of political science at Western Kentucky University and director of the International Public Opinion Lab (IPOL).

Ian Milden ([email protected]) is a recent graduate from the Master’s in Public Administration program at Western Kentucky University. He previously graduated with a bachelor’s degree in Political Science and History from Western Kentucky University.

Mallory Hardesty ([email protected]) is an honors undergraduate student researcher at Western Kentucky University majoring in History and Political Science.

PacNet commentaries and responses represent the views of the respective authors. Alternative viewpoints are always welcomed and encouraged.

PacNet #11 – Nuclear submarines for our Pacific allies: When to say yes

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An earlier version of this article appeared in Real Clear Defense. 

On March 9, South Korea will elect a new president. One of the first things the new president will have to determine is whether or not to get Washington to support South Korea’s development and fueling of a nuclear submarine fleet. The progressive candidate, Lee Jae-myung, has publicly vowed to press the United States to cut a submarine technology transfer deal for South Korea similar to what Washington struck with Australia. In a recent interview, Mr. Lee noted, “It is absolutely necessary for us to have those subs.”

But is it? Mr. Lee’s key opponent, Yoon Suk-yeol, says no. He favors investing in military space and airborne surveillance systems instead. In fact, if South Korea is serious about neutralizing the naval threats it faces, it would do far better with a sound mix of advanced non-nuclear anti-submarine and anti-surface systems than with nuclear submarines.

A detailed study, which The Naval War College Review just published, spells out why. Commissioned by my center and authored by James Campbell Jr., of Naval Sea System Command, “Seoul’s Misguided Desire for Nuclear Submarines” details how poorly nuclear submarines would perform in the relatively closed East China, Yellow, and East Seas, which border Korea. His conclusion: The best way to track and contain North Korean naval threats and help the United States and Japan monitor the First Island Chain (the islands connecting Russia, Japan, Taiwan, and the Philippines) is not with nuclear submarines. Nuclear submarines are vastly more expensive and far less effective than a proper mix of advanced non-nuclear naval systems for these particular missions.

Such systems include upgrading South Korea’s air-independent propulsion submarines, anti-submarine aircraft, and naval surface combatants; upgrading, sharing, and analyzing acoustic and non-acoustic anti-submarine sensor information with Washington and Seoul; and investing in new anti-submarine technologies. The latter include airborne and underwater drones, wave runners, artificial intelligence-enhanced anti-submarine systems and the like.

As for South Korea using nuclear submarines to launch conventional missile “second strikes”—yet another argument some South Korean naval advocates make for “going nuclear”—using these boats for this mission compares poorly against using air and mobile ground-launched missile systems. These are far more survivable, can fire many more rounds, and cost far less per flight. Finally, if Seoul is eager to secure a blue-water navy, then developing advanced surface combatants, including small aircraft carriers, is more cost effective and avoids compounding the growing challenge of identifying nuclear submarine friends and foes in the open Western Pacific.

Sensible for Seoul, this set of recommendation is also sound for Tokyo. From bases in Japan, super-quiet, advanced conventional submarines and other select non-nuclear systems can monitor and contain Chinese and North Korean naval threats within the First Island Chain far better than nuclear submarines.

What, then, about Australia? Located thousands of miles from China’s coast, Canberra requires naval platforms that can quickly travel significant distances and stay on station for extended periods. For this purpose, nuclear submarines make sense. In short, it’s different.

Why belabor these points? First, if Washington wants Seoul and Tokyo to make military investments that are leveraged to deter North Korea and China, preventing South Korea and Japan from wasting billions of dollars on nuclear submarine cooperation is essential. This, in turn, requires making a no-nonsense distinction between Australia’s naval requirements and those of Seoul and Tokyo.

Second, green lighting South Korea on nuclear submarines risks spreading the bomb. Nuclear submarines require enriched uranium fuel. Seoul, which attempted to build nuclear weapons in the 1970s, has been asking Washington to allow it to enrich uranium now for nearly a decade. So far, Washington has said no. Why? Even if Seoul promised to enrich uranium ever so slightly, it could flip any enrichment plant it ran to make weapons-grade uranium in a matter of days. Bottom line: If Seoul pursued its own nuclear naval program, it would alarm Japan (a historical antagonist that also has pondered going nuclear) and disrupt alliance relations with Washington, Seoul’s nuclear guarantor.

What’s to be done? It would help if Seoul weren’t the only one being asked to restrain its nuclear aspirations. In this regard, my center has proposed having Australia commit to a moratorium on enriching uranium tied to its 30-year AUKUS nuclear submarine deal. It also has recommended that the United States and Japan join South Korea in suspending their commercialization of fast reactors and the recycling of nuclear weapons explosive plutonium. This would help spotlight similar militarily worrisome plutonium production-related activities in China.

Finally, Washington should work with Europe to help Seoul and Tokyo tackle significant cutting-edge defense related projects of their own. For South Korea, this might be developing space surveillance systems. For Japan, it could be advanced communications, computing capabilities and cryptology to crack China’s great firewall.

Each of these steps would help. First, however, South Korea and Japan need to conclude that their acquisition of nuclear submarines would be, at best, a dangerous distraction.

Henry Sokolski ([email protected]) is the executive director of the Nonproliferation Policy Education Center in Arlington, Virginia, and author of Underestimated: Our Not So Peaceful Nuclear Future. He served as deputy for nonproliferation policy in the office of the U.S. Secretary of Defense during the George H.W. Bush administration.

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Photo: U.S. Navy photo by Mass Communication Specialist 1st Class Michael B Zingaro